Soone Chamtaylor
Executive Director, Senior Lead Compliance Officer, Corporate and Investment Banking Compliance at Wells Fargo | New York, New York, United States
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Soone Cham-taylor currently serves as the Executive Director and Senior Lead Compliance Officer within Wells Fargo’s Corporate and Investment Banking (CIB) division, where she plays a pivotal role in shaping and overseeing the firm’s compliance framework across multiple high-stakes business lines. With over two decades of extensive experience in the financial services industry, Soone brings a deep regulatory expertise spanning investment banking, equity research, equity sales and trading, fixed income sales and trading, and municipal finance. Her comprehensive understanding of federal, state, and agency regulations enables her to establish robust risk standards and compliance programs that effectively mitigate operational and reputational risks.
In her current role, Soone leads the implementation of complex, high-risk compliance initiatives, ensuring that Wells Fargo’s CIB activities adhere to evolving legal and regulatory requirements. Her strategic approach involves providing independent, credible challenge to existing standards, fostering a culture of compliance, and maintaining strong relationships with internal stakeholders and regulators alike. Her expertise in navigating regulatory landscapes is complemented by her certifications, including Series 7, Series 9, Series 24, Series 55, and Series 63, which underscore her technical proficiency and commitment to industry best practices.
Soone’s leadership is instrumental in driving compliance excellence within Wells Fargo’s corporate and investment banking operations, ensuring that the firm remains resilient and compliant amid a dynamic regulatory environment. Her ability to communicate complex compliance issues clearly and effectively, combined with her relationship management skills, positions her as a trusted advisor and influential leader in the financial services compliance community.
Executive Director, Senior Lead Compliance Officer, Corporate and Investment Banking Compliance at Wells Fargo in April 2021 to Present
Compliance Officer at Wells Fargo in September 2018 to April 2021
Vice President - Regulatory Compliance Risk Management at Wells Fargo in October 2014 to September 2018
Vice President - Risk Assessments at Deutsche Bank in July 2012 to July 2014
Associate Director - Branch Inspections and Internal Controls at RBC Capital Markets in June 2010 to June 2012
Vice President - Supervisory Principals Group at Deutsche Bank in January 2009 to May 2010
Vice President - Legal & Compliance at Lehman Brothers in May 2004 to November 2008
Compliance Examiner - Member Firm Regulation at New York Stock Exchange in July 2000 to May 2004
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Howard University, Bachelor of Business Administration (BBA), August 1996 to August 2026
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Series 7
Series 9
Series 24
Series 55
Series 63
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Discover more about Wells FargoWhat is Soone Cham-taylor email address?
Email Soone Cham-taylor at [email protected] and [email protected]. This email is the most updated Soone Cham-taylor's email found in 2026.
How to contact Soone Cham-taylor?
To contact Soone Cham-taylor send an email to [email protected] or [email protected]. (updated on May 03, 2025)
What company does Soone Chamtaylor work for?
Soone Chamtaylor works for Wells Fargo
What is Soone Chamtaylor's role at Wells Fargo?
Soone Chamtaylor is Executive Director, Senior Lead Compliance Officer, Corporate and Investment Banking Compliance
What is Soone Chamtaylor's Phone Number?
Soone Chamtaylor's phone (212) ***-*720
What industry does Soone Chamtaylor work in?
Soone Chamtaylor works in the Financial Services industry.
Soone Chamtaylor Email Addresses
Soone Chamtaylor Phone Numbers
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