Phil Hoeh

Q: What is Phil Hoeh email address?

Email Phil Hoeh at philhoeh@gmail.com and phil@tradingblock.com. This email is the most updated Phil Hoeh's email found in 2026.

Q: How to contact Phil Hoeh?

To contact Phil Hoeh send an email to philhoeh@gmail.com or phil@tradingblock.com. (updated on August 26, 2024)

Chief Compliance Officer at TradingBlock | Greater Chicago Area

About Phil Hoeh

Phil Hoeh serves as the Chief Compliance Officer at TradingBlock, where he plays a pivotal role in ensuring that the firm adheres to the complex regulatory landscape governing broker-dealers and registered investment advisers. With extensive experience in compliance for large financial conglomerates and Fortune 500 companies, Phil brings a wealth of knowledge in auditing, financial analysis, and risk management. His expertise is particularly valuable in navigating the intricacies of the Investment Advisers Act of 1940, as he regularly reviews and amends the firm’s Form ADV and ADV Part 2A, along with investment advisory agreements.

At TradingBlock, Phil is actively involved in key projects aimed at enhancing the firm’s compliance framework. This includes developing robust anti-fraud measures and ensuring that proprietary trading practices align with regulatory standards. His comprehensive understanding of financial regulation, coupled with his series licenses—4, 7, 8, 24, 14, 27, 55, and 63—enables him to effectively oversee compliance initiatives and provide strategic guidance to the firm’s leadership.

Phil’s commitment to maintaining a culture of compliance is evident in his proactive approach to risk management and trading oversight. He collaborates closely with various departments to implement best practices and ensure that all trading activities, including FX options and securities transactions, are conducted within the bounds of regulatory requirements. His dedication to fostering a compliant environment not only safeguards the firm’s reputation but also instills confidence among clients and stakeholders in TradingBlock’s commitment to ethical business practices.

Phil Hoeh Work