Leigh Shea
Deputy Chief Counsel, Managing Director, Legal Risk & Regulatory at Charles Schwab | Omaha, Nebraska, United States
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Deputy Chief Counsel, Managing Director, Legal Risk & Regulatory at Charles Schwab in October 2021 to Present
Associate General Counsel - Operations at TD Ameritrade in April 2020 to October 2021
Senior Counsel - Financial and Clearing Operations at TD Ameritrade in June 2019 to April 2020
Counsel - Financial and Clearing Operations at TD Ameritrade in July 2016 to June 2019
Associate Counsel at TD Ameritrade in October 2012 to July 2016
Attorney-Advisor at US Securities and Exchange Commission in September 2009 to September 2012
Auditor at Chicago Board of Trade in August 2003 to June 2006
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The Catholic University of America, Columbus School of Law, J.D., January 2006 to January 2009
University of Notre Dame, BBA, January 1999 to January 2003
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Compliance
Securities
Accounting
Derivatives
Due Diligence
Securities Regulation
Banking
Corporate Governance
Corporate Law
Financial Regulation
Capital Markets
FINRA
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Discover more about Charles SchwabWhat is Leigh Shea email address?
Email Leigh Shea at [email protected] and [email protected]. This email is the most updated Leigh Shea's email found in 2026.
How to contact Leigh Shea?
To contact Leigh Shea send an email to [email protected] or [email protected].
What company does Leigh Shea work for?
Leigh Shea works for Charles Schwab
What is Leigh Shea's role at Charles Schwab?
Leigh Shea is Deputy Chief Counsel, Managing Director, Legal Risk & Regulatory
What is Leigh Shea's Phone Number?
Leigh Shea's phone (402) ***-*318
What industry does Leigh Shea work in?
Leigh Shea works in the Financial Services industry.
Leigh Shea Email Addresses
Leigh Shea Phone Numbers
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