Kate Krofl
Director - Head of Regulatory Strategy: Advisor Services, Futures/Forex, Finance & International at Charles Schwab | Detroit Metropolitan Area
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Director - Head of Regulatory Strategy: Advisor Services, Futures/Forex, Finance & International at Charles Schwab in November 2024 to Present
Director, Head of Regulatory Strategy & Exams/Inquiries: International, Futures/FX, Banking, Finance at Charles Schwab in January 2023 to November 2024
Director, Compliance Regulatory Group at Charles Schwab in November 2021 to January 2023
Chief Compliance Officer & Chief Risk Officer at Nadex in October 2021 to November 2021
Chief Compliance Officer & Chief Regulatory Officer at Nadex in September 2016 to October 2021
Director of Compliance at Rosenthal Collins Group in June 2015 to September 2016
Assistant Director of Compliance at Rosenthal Collins Group in August 2014 to June 2015
Chief Compliance Officer at Ironbeam in July 2012 to July 2014
Supervisor, Investigations at National Futures Association in December 2011 to July 2012
Investigator II at National Futures Association in March 2011 to December 2011
Staff Auditor at National Futures Association in June 2009 to March 2011
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Regulatory Strategy
Cross-functional Team Leadership
Problem Solving
Process Improvement
CFTC
Futures
Program Management
Auditing
Derivatives
Options
Securities
Recruiting
Trading
Finance
Risk Management
Capital Markets
Bloomberg
Human Resources
Hedge Funds
Fixed Income
Financial Markets
Analysis
Financial Analysis
Analytical Skills
Regulatory Compliance
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Discover more about Charles SchwabWhat is Kate Krofl email address?
Email Kate Krofl at [email protected]. This email is the most updated Kate Krofl's email found in 2026.
How to contact Kate Krofl?
To contact Kate Krofl send an email to [email protected].
What company does Kate Krofl work for?
Kate Krofl works for Charles Schwab
What is Kate Krofl's role at Charles Schwab?
Kate Krofl is Director - Head of Regulatory Strategy: Advisor Services, Futures/Forex, Finance & International
What is Kate Krofl's Phone Number?
Kate Krofl's phone (**) *** *** 168
Kate Krofl Email Addresses
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