Chief Operating Officer/Chief Financial Officer @ Chief Financial Officer of SECOR Asset Management, LP and also serves as the Chief Operating Officer for SECOR Capital Advisors, LP. I was the Chief Compliance Officer for SECOR Asset Management from 2013 to 2015. From October 2013 to Present (2 years 3 months) Greater New York City AreaPrincipal @ Head
Chief Operating Officer/Chief Financial Officer @ Chief Financial Officer of SECOR Asset Management, LP and also serves as the Chief Operating Officer for SECOR Capital Advisors, LP. I was the Chief Compliance Officer for SECOR Asset Management from 2013 to 2015. From October 2013 to Present (2 years 3 months) Greater New York City AreaPrincipal @ Head of Operational Risk Group/Global Head of Operational Due Diligence:
Spearhead ODD with new and existing Hedge fund managers, prime brokers, administrators and auditors. Using stealth-mode sleuthing and acute intuition and saved company over $100MM in fraudulent investments such as Lehman Brothers and MF Global etc. Apply risk based audit techniques, critical evaluations of internal controls and generate instrumental reports. Conduct aggressive background checks on current and prospective hedge fund management companies and portfolio managers before making investment decisions. Speak at conferences to provide expert comments on hedge funds covering operational risk areas. Provide expert consulting on emerging or established hedge funds that failed the ODD pre-clearance test, in addition to managers on seeding platforms.
Wrote an internal white paper on how to set up hedge funds with particular emphasis on operational structure that facilitates independent learning with ease. From April 1998 to September 2013 (15 years 6 months) Greater New York City AreaExternal Fixed Income @ Steered accounting and financial reporting of the Treasury division. Maintained parallel records for portfolios maintained with External Fund Managers. Prepared weekly report and variance analysis reports. Review and approval of Fund Managers management and incentive fees based on Investment agreement. Reconciled internal records with the Fund Managers’ and Custodian reports. Provided approval of NAV at the month-end for all accounts. From October 1994 to April 1998 (3 years 7 months)
ACA, Chartered Accountant @ Institute of Chartered Accountants of India From 1984 to 1989 B.Com (Hons.) @ Delhi University From 1981 to 1984 Sanjay Malhotra is skilled in: Operational Due Diligence, Due Diligence, Fund Of Funds, Valuation, Hedge Funds, Alternative Investments, Fund Administration, Asset Managment, Asset Management, Investment Management, Mutual Funds, Portfolio Management, Accounting, Finance, Financial Reporting, Operational Risk, Equities
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