John Dillon
Chief Compliance Officer at Hedge | Marietta, Georgia, United States
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As the Chief Compliance Officer at Hedge Pro, John Dillon leverages over 20 years of extensive experience in the financial services industry to ensure that the firm adheres to the highest standards of regulatory compliance. His background as a former FINRA regulator equips him with a unique perspective on navigating the complexities of securities regulations and compliance requirements. At Hedge Pro, a pioneering fintech venture-backed by significant investment, John plays a crucial role in shaping the firm’s compliance framework, which is essential for fostering trust and transparency in the innovative space of pooled investment strategies.
John is currently spearheading several key projects aimed at enhancing the firm’s policies and procedures related to investment advisory services. His focus on regulatory compliance not only safeguards the firm against potential risks but also empowers clients to engage in informed investing. By implementing robust risk management strategies and ensuring adherence to SEC regulations, he helps create a secure environment for both individual and group investors.
In addition to his regulatory expertise, John is committed to fostering a culture of compliance within the organization. He actively collaborates with cross-functional teams to develop interactive learning resources that educate clients about investment strategies and regulatory obligations. His strong analytical and communication skills enable him to convey complex compliance issues in an accessible manner, ensuring that all stakeholders are well-informed. As Hedge Pro continues to innovate in the fintech space, John’s leadership in compliance will be pivotal in navigating the evolving regulatory landscape, ultimately driving the firm’s mission of enabling collaborative investing experiences.
Chief Compliance Officer at Hedge in January 2022 to Present
Chief Compliance Officer at Kalos Financial in January 2020 to March 2022
Senior Vice President, Director of Regulatory Responses and Internal Investigations at SunTrust Investment Services, Inc. in August 2018 to July 2019
Chief Compliance Officer (FSC Securities Corp. & Woodbury Financial Services, aka Advisor Group) at AIG in September 2010 to April 2018
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Financial Advisory
Broker-Dealer Compliance
Internal Compliance
Policies & Procedures
Regulatory Requirements
Securities
Investment Advisers Act
U.S. Securities and Exchange Commission (SEC)
Regulatory Filings
Securities Exchange Act of 1934
Compliance Monitoring
SEC Regulations
Regulatory Compliance
Risk Management
Securities Regulation
Investment Advisory
Management
FINRA
Series 24
Series 7
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Discover more about HedgeWhat is John Dillon email address?
Email John Dillon at [email protected]. This email is the most updated John Dillon email found in 2026.
How to contact John Dillon?
To contact John Dillon send an email to [email protected].
What company does John Dillon work for?
John Dillon works for Hedge
What is John Dillon's role at Hedge?
John Dillon is Chief Compliance Officer
What is John Dillon's Phone Number?
John Dillon's phone (404) ***-*119
What industry does John Dillon work in?
John Dillon works in the Financial Services industry.
John Dillon Email Addresses
John Dillon Phone Numbers
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