Ian Rea's Email Addresses & Phone Numbers

Head of Conduct and Compliance @ From November 2015 to Present (2 months) United KingdomHead of Regulatory Compliance, Conduct Risk @ This second line role focuses on Conduct Compliance across the UK lines of Business. Ian's team supported the Business in the interpretation and implementation of FCA requirements in all aspects of Conduct. The support provided ranges...

Head of Conduct and Compliance @ From November 2015 to Present (2 months) United KingdomHead of Regulatory Compliance, Conduct Risk @ This second line role focuses on Conduct Compliance across the UK lines of Business. Ian's team supported the Business in the interpretation and implementation of FCA requirements in all aspects of Conduct. The support provided ranges from Subject Mater Expert input into key strategic projects, the facilitation of working groups to address specific risks, the production of Papers for Senior Management Meetings on new and emerging conduct risks to the delivery of workshops designed to improve conduct awareness and understanding. Ian also attends relevent Senior UK governance meetings reporting back on Conduct issues, provided subject matter expert input and independent challenge to the Business. From January 2015 to November 2015 (11 months) London, United KingdomSenior Compliance Manager @ Managed a team responsible for the identification, interpretation and communication of Regulatory Developments to the UK Business. The role included supporting Business lines in the implmentation of Regulatory Change, Tracking Regulatory Developments throughout their life cycle and Project support for larger cross group implementation projects. From June 2014 to December 2014 (7 months) London, United KingdomSenior Manager @ Ian joined Deloitte 15/11/2010 as Senior Manager within Audit Risk and Regulation based in London. His variety of experience stems from senior roles across the Financial Services Industry includes Sales, Risk and Compliance, Supervisory (FSA) and Professional Services; this background enables Ian to provide insight from each perspective. During his time at Deloitte Ian has delivered numerous projects including S166, Risk Assessments, Outcomes Testing, Thematic work, Mock SIF interviews and Regulatory Visit preparation across a wide variety of Retail, Investment and Insurance firms. Further areas of support provided have included Regulatory Briefings, facilitation of workshops, Financial Promotions reviews as well as specific technical questions and advice on resolutions. From November 2010 to June 2014 (3 years 8 months) London, United KingdomAssociate - Major Retail Groups @ Ian supervised a major UK Bank in particular focusing on the Retail operations. He was responsbile for day to day liason, delivery of the Risk Mitigation Plan, ARROW delivery, Thematic work, issue resolution and risk identification. From November 2007 to November 2010 (3 years 1 month) Team Leader @ As a Team Leader Ian had responsibility for leading the annual planning process for many key FSA departments. This involved objective setting, any targeting and budget setting. His team was responsible for MI production for the Managing Director. From November 2006 to November 2007 (1 year 1 month) Retail Manager @ In his role as Retail Manager Ian Managed the Branch network and was accountable for all aspects of operational and compliance risk as well as sales targets. Ian successfully delivered sales objectives as well as driving financial efficiencies within the network. From 2002 to October 2006 (4 years) Retail Manager @ Ian joined Halifax as part of their graduate training programme. Following the successful completion of the two year training he progressed through various roles within Retail Branch Management. This resulted in him running the largest Branch in the South East with 34 FTE. As well as District Managment Roles Ian also completed a six month secondment to Halifax with Group Management Development looking at improving support available for senior Manages looking to develope. From July 1992 to November 2002 (10 years 5 months) BSC (Hons), Business Studies @ Swansea University From 1988 to 1991 South Bromsgrove High School From 1982 to 1988 Ian Rea is skilled in: FSA, Financial Risk, AML, Banking, Financial Services, Risk Management, Operational Risk, Retail Banking, Operational Risk Management, Governance, Stakeholder Management, Financial Regulation, Investment Banking, Enterprise Risk Management, Change Management