Ellen Scanlon

Q: What is Ellen Scanlon email address?

Email Ellen Scanlon at ellen.scanlon@ubs.com. This email is the most updated Ellen Scanlon email found in 2026.

Q: How to contact Ellen Scanlon?

To contact Ellen Scanlon send an email to ellen.scanlon@ubs.com.

Director – Wealth Management Americas Client Advisory Group at UBS Financial Services, Inc. | Princeton Junction, New Jersey, United States

About Ellen Scanlon

Ellen Scanlon serves as the Director of the Wealth Management Americas Client Advisory Group at UBS Financial Services, Inc., where she leverages her extensive expertise in securities regulation and capital markets to provide strategic oversight in the complex landscape of penny stocks, microcap, and high-risk securities. With a robust understanding of both state and federal securities regulations, Ellen plays a pivotal role in maintaining and enhancing the firm's risk control framework. Her direct responsibility for overseeing these high-risk securities ensures that UBS adheres to stringent compliance standards while effectively managing potential risks associated with these investments.

Ellen's experience interacting with self-regulatory organizations (SROs) and federal and state regulators, including NASAA and SIFMA policy committees, positions her as a key advocate for best practices in the industry. Her deep knowledge of anti-money laundering regulations further strengthens her ability to navigate the intricacies of securities transactions, ensuring that UBS remains at the forefront of regulatory compliance.

In addition to her technical acumen, Ellen is a seasoned manager with a proven track record of recruiting and retaining diverse teams. Her strong interpersonal and influence skills enable her to foster a collaborative environment where innovative solutions can thrive. By providing insightful analysis and expert advice on deposits and transactions, Ellen not only safeguards the interests of UBS clients but also enhances the firm's reputation as a trusted leader in wealth management. Her commitment to excellence and her strategic vision continue to drive the success of the Client Advisory Group, making her an invaluable asset to UBS Financial Services.

Ellen Scanlon Work