Anthony Lai
Executive Director at Wells Fargo | New York, New York, United States
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Anthony Lai currently serves as an Executive Director at Wells Fargo, where he plays a pivotal role in Operational Risk Business Oversight. With a robust background in finance and risk management, Anthony leverages his expertise to ensure that the bank adheres to regulatory requirements while effectively managing operational risks. His qualifications, including a Certified Internal Auditor (CIA), Series 7 license, and CPA from Australia, underscore his commitment to maintaining the highest standards of financial integrity and compliance.
In his current position, Anthony is instrumental in overseeing key projects that align with the bank's strategic objectives, particularly in the realms of wealth management and risk assessment. His analytical skills enable him to identify potential vulnerabilities within operational processes, allowing for the implementation of proactive measures that mitigate risks. Additionally, Anthony's strong interpersonal and communication skills facilitate collaboration across various departments, fostering a culture of transparency and accountability.
One of Anthony's notable contributions has been his involvement in the Comprehensive Capital Analysis and Review (CCAR) process, where he ensures that the bank's capital planning and stress testing meet regulatory expectations. His deep understanding of the Sarbanes-Oxley Act further enhances his ability to navigate complex compliance landscapes, making him a valuable asset to the Wells Fargo team. As the financial industry continues to evolve, Anthony remains dedicated to driving innovation in risk management practices, ensuring that Wells Fargo not only meets but exceeds industry standards.
Executive Director at Wells Fargo in November 2019 to Present
Vice President at J.P. Morgan in June 2019 to November 2019
Vice President at J.P. Morgan in September 2015 to June 2019
Vice President at J.P. Morgan in April 2014 to September 2015
Senior Manager at Morgan Stanley (New York) in June 2012 to April 2014
Assistant Vice President at BNP Paribas in June 2009 to June 2012
Assistant Vice President at Credit Suisse in February 2006 to June 2009
Assistant Vice President at Credit Suisse in June 2003 to February 2006
Senior Auditor at Westpac in February 2000 to June 2003
Financial Analyst at Westpac in December 1998 to February 2000
Banking Consultant at Westpac in June 1998 to December 1998
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Succession Planning
Performance Appraisal
Industry standards
Quality Reviews
Thinking Skills
Business Process Improvement
IIA Standards
Policy Writing
Strategic Initiatives
Executive Presentations
Critical Thinking
Attention to Detail
Presentations
Risk Reporting
Business Relationship Management
Stakeholder Engagement
Regulatory Requirements
Active Listening
Talent Management
Risk Governance
Risk Appetite
Risk Management Framework
Issue Identification
Control Design
Interpersonal Skills
Business Strategy
New Concepts
Organizational Structure
Analytical Skills
Report Preparation
Financial Instruments
Communication
Credit Risk Management
New Business Development
Oversight
Transformation
Internal Audit
Corporate Finance
Risk Management
Capital Markets
Investment Banking
Financial Risk
Financial Analysis
Financial Modeling
Operational Risk Management
Internal Controls
Wealth Management
Financial Services
Sarbanes-Oxley Act
Risk Assessment
Management
Compliance Testing
RCSA
CCAR
Basel
Capital & Liquidty
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Discover more about Wells FargoWhat is Anthony Lai email address?
Email Anthony Lai at [email protected] and [email protected]. This email is the most updated Anthony Lai email found in 2026.
What is Anthony Lai phone number?
Anthony Lai phone number is +19173994740.
How to contact Anthony Lai?
To contact Anthony Lai send an email to [email protected] or [email protected]. If you want to call Anthony Lai try calling on +19173994740.
What is Anthony Lai net worth?
Anthony Lai has an estimated net worth of $150,000 to $249,999
What company does Anthony Lai work for?
Anthony Lai works for Wells Fargo
What is Anthony Lai's role at Wells Fargo?
Anthony Lai is Executive Director
What industry does Anthony Lai work in?
Anthony Lai works in the Financial Services industry.
Anthony Lai Email Addresses
Anthony Lai Phone Numbers
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