Todd Benway
Senior Compliance Analyst at Fidelity Institutional Asset Management | Worcester, Massachusetts, United States
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Todd Benway serves as a Senior Compliance Analyst at Fidelity Institutional Asset Management, where he leverages over 13 years of experience in investment advising and broker-dealer compliance to enhance the firm's regulatory framework. In his current role, Todd is instrumental in increasing awareness around key regulatory areas, ensuring that all communications and marketing materials adhere to stringent securities laws and industry regulations. His expertise in both international and domestic compliance allows him to navigate complex regulatory landscapes effectively, making him a vital asset to the compliance team.
One of Todd's key projects involves the independent review and approval of investment advisor advertising and sales literature through the eReview system. This process not only safeguards the firm against potential compliance risks but also ensures that the messaging aligns with the firm's strategic objectives. By participating in the development of sales and marketing collateral, Todd helps create compliant materials that resonate with clients while protecting the firm’s reputation.
Todd's greatest strength lies in his ability to identify gaps in processes and implement effective mitigation strategies. His proactive approach to compliance not only enhances operational efficiency but also fosters a culture of compliance within the organization. As regulations continue to evolve, Todd remains committed to staying ahead of industry trends, ensuring that Fidelity Institutional Asset Management remains a trusted leader in the investment management space. His dedication to compliance excellence positions him as a key advisor in the firm’s ongoing efforts to navigate the complexities of the financial services industry.
Senior Compliance Analyst at Fidelity Institutional Asset Management in September 2008 to Present
Senior Compliance Analyst at John Hancock Life Insurance Company (U.S.A.) in September 1998 to September 2008
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J.P. Keefe, July 1978 to July 1982
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International Compliance
Domestic Investment Advisor Compliance
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What is Todd Benway email address?
Email Todd Benway at [email protected]. This email is the most updated Todd Benway's email found in 2026.
How to contact Todd Benway?
To contact Todd Benway send an email to [email protected]. (updated on September 17, 2024)
What company does Todd Benway work for?
Todd Benway works for Fidelity Institutional Asset Management
What is Todd Benway's role at Fidelity Institutional Asset Management?
Todd Benway is Senior Compliance Analyst
What is Todd Benway's Phone Number?
Todd Benway's phone (413) ***-*190
What industry does Todd Benway work in?
Todd Benway works in the Financial Services industry.
Todd Benway Email Addresses
Todd Benway Phone Numbers
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