Swabeera Uus

Swabeera Uus currently serves as Vice President and Director of Regulatory Advisory Compliance at T. Rowe Price, where she plays a pivotal role in safeguarding the firm’s reputation and ensuring adherence to complex regulatory standards within the global multi-asset investment landscape. Embedded within the Investments Department and the Multi-Asset Division, Swabeera leads the strategic development and execution of the firm’s global multi-asset investment communications compliance program. Her expertise encompasses overseeing advertising and communications reviews for a diverse array of investment solutions, including private funds, alternatives, intermediary model portfolios, SMAs, ETFs, and customized separate accounts.

Swabeera’s deep understanding of regulatory frameworks and her meticulous approach to compliance enable her to navigate the intricacies of financial services advertising, ensuring that all client-facing and marketing materials meet stringent industry standards. Her role involves collaborating closely with investment teams to craft compelling, compliant narratives that accurately reflect the firm’s investment strategies, asset allocation philosophies, and market outlooks. She is particularly adept at managing complex regulatory projects of strategic importance, providing guidance on advertising disclosures, and mitigating compliance risks associated with innovative investment products.

With decades of experience in client-facing portfolio advisory roles, Swabeera’s transition into regulatory compliance has strengthened her ability to bridge the gap between investment strategies and regulatory requirements. Her skills in due diligence, asset management, and investment strategies, combined with her passion for learning and relationship-building, position her as a trusted advisor within the firm. Swabeera’s commitment to immersing herself in current investment themes ensures that T. Rowe Price’s communications remain transparent, compliant, and aligned with evolving industry standards.