Stephen Alburtus
AVP - Monetary Control & Compliance at Merrill Lynch | Jackson Township, New Jersey, United States
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Stephen Alburtus currently serves as the Associate Vice President of Monetary Control & Compliance at Merrill Lynch, where he plays a pivotal role in ensuring the firm’s adherence to regulatory standards and internal controls within the dynamic landscape of financial services. Leveraging his extensive background in regulatory review, compliance, and control oversight, Stephen spearheads initiatives aimed at strengthening the firm’s risk management framework, particularly in areas such as AML mitigation, fraud prevention, and margin compliance. His expertise in securities operations, coupled with his FINRA licenses (Series 7, 9, 10, and 63), enables him to navigate complex regulatory requirements efficiently while maintaining operational integrity across Merrill Lynch’s brokerage and wealth management divisions.
In his current role, Stephen is deeply involved in key projects that enhance the firm’s compliance infrastructure, including the development and implementation of automated monitoring systems for securities transactions and alternative investments. His proficiency in securities, equities, mutual funds, and capital markets allows him to oversee a broad spectrum of brokerage operations, ensuring they align with industry best practices and regulatory expectations. Additionally, Stephen’s expertise in investment advisory and wealth management services positions him as a vital resource in managing compliance risks associated with client portfolios and advisory activities.
With a keen focus on control oversight and regulatory review, Stephen Alburtus continues to contribute significantly to Merrill Lynch’s reputation for operational excellence and regulatory compliance. His comprehensive skill set and industry knowledge make him a trusted leader in safeguarding the firm’s integrity while supporting its strategic growth in a highly regulated environment.
AVP - Monetary Control & Compliance at Merrill Lynch in July 1999 to Present
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Montclair State University, BA, August 1979 to August 1984
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Financial Services
Series 7
FINRA
Securities
Series 63
Mutual Funds
Equities
Investments
Wealth Management
Alternative Investments
Fixed Income
Estate Planning
Investment Advisory
Capital Markets
Hedge Funds
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Discover more about Merrill LynchWhat is Stephen Alburtus email address?
Email Stephen Alburtus at [email protected] and [email protected]. This email is the most updated Stephen Alburtus's email found in 2026.
How to contact Stephen Alburtus?
To contact Stephen Alburtus send an email to [email protected] or [email protected]. (updated on May 15, 2025)
What company does Stephen Alburtus work for?
Stephen Alburtus works for Merrill Lynch
What is Stephen Alburtus's role at Merrill Lynch?
Stephen Alburtus is AVP - Monetary Control & Compliance
What is Stephen Alburtus's Phone Number?
Stephen Alburtus's phone (201) ***-*175
What industry does Stephen Alburtus work in?
Stephen Alburtus works in the Financial Services industry.
Stephen Alburtus Email Addresses
Stephen Alburtus Phone Numbers
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