Stacey Caparas

Stacey Caparas currently serves as an Internal Audit and Sarbanes-Oxley Senior Auditor at PNM Resources, where she plays a pivotal role in strengthening the company’s internal control environment and ensuring compliance with regulatory standards. In her capacity, Stacey leads comprehensive audits that evaluate the effectiveness of internal controls over financial reporting, operational processes, and asset safeguarding. Her expertise in Sarbanes-Oxley (SOX) compliance is instrumental in designing and testing control activities, identifying control deficiencies, and recommending remediation strategies to mitigate financial and operational risks.

At PNM Resources, Stacey’s key projects include conducting operational and business process audits to identify efficiencies and process improvement opportunities, as well as performing regulatory compliance reviews to ensure adherence to industry standards and federal regulations. Her deep understanding of financial reporting, internal controls, and process optimization allows her to analyze complex financial data, assess the accuracy of financial statements, and enhance overall financial integrity. Additionally, Stacey’s experience in performing special investigations and fraud risk assessments contributes to safeguarding company assets and maintaining stakeholder confidence.

Her background in accounting, financial reporting, and auditing—gained through her tenure with Big 4 firms and other public accounting organizations—enables her to approach her work with a comprehensive perspective. Stacey’s skills in process improvement, internal controls, and financial analysis make her a valuable asset in driving continuous improvement initiatives within PNM Resources. Her strategic insights and meticulous approach ensure that the organization maintains robust compliance frameworks while optimizing operational efficiency, ultimately supporting the company’s long-term financial stability and regulatory reputation.