Sothara Chin
Senior Regulatory Compliance Consultant at Fit Compliance LLC | Arlington, Virginia, United States
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Senior Regulatory Compliance Consultant at Fit Compliance LLC in May 2017 to Present
Chief Operations Officer and Chief Compliance Officer at ImpactUs Marketplace in June 2015 to April 2017
Chief Compliance Officer and AML Compliance Officer at Arrow Funds in August 2011 to June 2015
Senior Vice President and Chief Compliance Officer at Access National Bank in March 2009 to August 2011
Executive and Chief Compliance Officer and AML Officer at FBR Capital Markets and FBRDirect in June 1998 to December 2008
Chief Compliance Officer and AML Officer at FBR Asset Management and FBR Funds in January 1998 to January 2008
Chief Compliance Officer at Rydex Funds in March 1996 to June 1998
Vice President and Compliance Director at USLICO in January 1987 to December 1995
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University of Maryland - Robert H. Smith School of Business
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Broker-Dealer
Investment Management
Mutual Funds
FINRA
Series 7
Investments
Hedge Funds
Alternative Investments
ETFs
Private Placements
CFTC
Due Diligence
Wealth Management
Financial Services
Securities
Risk Management
Securities Regulation
SEC
Venture Capital
Finance
AML
Asset Management
Capital Markets
Investment Advisory
Investment Banking
Private Equity
Series 24
Series 63
Equity Trading
Investor Relations
Options
Fixed Income
Institutional Investments
IPO
Trading
Financial Markets
Equities
Crowdfunding
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What is Sothara Chin email address?
Email Sothara Chin at [email protected] and [email protected]. This email is the most updated Sothara Chin's email found in 2026.
What is Sothara Chin phone number?
Sothara Chin phone number is 7577152466 and 2023023184.
How to contact Sothara Chin?
To contact Sothara Chin send an email to [email protected] or [email protected]. If you want to call Sothara Chin try calling on 7577152466 and 2023023184. (updated on September 03, 2024)
What company does Sothara Chin work for?
Sothara Chin works for Fit Compliance LLC
What is Sothara Chin's role at Fit Compliance LLC?
Sothara Chin is Senior Regulatory Compliance Consultant
What industry does Sothara Chin work in?
Sothara Chin works in the Financial Services industry.
Sothara Chin Email Addresses
Sothara Chin Phone Numbers
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