Russell Grimaldi
Chief Compliance Officer at Horizon Kinetics LLC | New York, New York, United States
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Russell Grimaldi is a seasoned professional with over 17 years of experience in the financial industry, currently serving as the Chief Compliance Officer and Associate General Counsel at Horizon Kinetics LLC. Since joining the firm in 2005, Russ has played a pivotal role in shaping and overseeing the firm's comprehensive compliance program, ensuring that all legal and regulatory functions align with the complex landscape of investment management. His extensive expertise encompasses a broad spectrum of investment vehicles, including hedge funds, mutual funds, private equity funds, ETFs, separate accounts, and European UCITS, making him a vital asset in navigating the intricacies of securities law and compliance.
In his current role, Russ is actively involved in key projects that enhance the firm's compliance infrastructure, particularly in the areas of anti-money laundering (AML) and regulatory reporting. His deep understanding of the rules and regulations governing the investment management industry allows him to provide strategic counsel to registered investment advisers, ensuring that they adhere to best practices while optimizing their operational efficiency. Additionally, Russ's proficiency in financial structuring and portfolio management enables him to contribute to the development of innovative investment strategies that align with regulatory requirements.
Russ is also a member of various industry associations, where he engages with peers to stay abreast of emerging trends and regulatory changes. His commitment to fostering a culture of compliance within Horizon Kinetics LLC not only mitigates risk but also enhances the firm's reputation as a trusted leader in the financial services sector. With a keen interest in the evolving landscape of digital assets, including Bitcoin, Russ continues to position the firm at the forefront of compliance in an increasingly complex financial environment.
Chief Compliance Officer at Horizon Kinetics LLC in October 2005 to Present
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Albany Law School of Union University, JD,Law,, January 2002 to January 2005
Quinnipiac University, January 1998 to January 2002
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Corporate Law
Asset Management
Securities Law
Hedge Funds
FINRA
Alternative Investments
Capital Markets
Mutual Funds
Corporate Governance
Derivatives
Private Equity
Equities
Investment Advisory
Securities Regulation
Asset Managment
AML
Prime Brokerage
Investments
Broker-Dealer
SEC
Bloomberg
Portfolio Management
Commercial Litigation
Securities
FCPA
Financial Structuring
Joint Ventures
Investment Management
Litigation Management
Banking Law
Fixed Income
ERISA
Options
Uniform Combined State Law
Series 7
Fund Of Funds
Civil Litigation
Anti Money Laundering
Trading
Bitcoin
Bitcoin investments
Cryptocurrency
Financial Regulation
Monetary Policy
Blockchain
Financial Services
Finance
Ethereum
BTC
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Discover more about Horizon Kinetics LLCWhat is Russell Grimaldi email address?
Email Russell Grimaldi at [email protected] and [email protected]. This email is the most updated Russell Grimaldi's email found in 2026.
What is Russell Grimaldi phone number?
Russell Grimaldi phone number is +1 3157235681.
How to contact Russell Grimaldi?
To contact Russell Grimaldi send an email to [email protected] or [email protected]. If you want to call Russell Grimaldi try calling on +1 3157235681. (updated on May 06, 2024)
What company does Russell Grimaldi work for?
Russell Grimaldi works for Horizon Kinetics LLC
What is Russell Grimaldi's role at Horizon Kinetics LLC?
Russell Grimaldi is Chief Compliance Officer
What industry does Russell Grimaldi work in?
Russell Grimaldi works in the Financial Services industry.
Russell Grimaldi Email Addresses
Russell Grimaldi Phone Numbers
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