Roderic Reece
Compliance Program Manager at Convera | Aurora, Colorado, United States
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Roderic Reece serves as the Compliance Program Manager at Convera, where he leverages his extensive background in compliance and audit to enhance the integrity of financial services operations for international trade clients. With a robust foundation in investment operations, public accounting, and Sarbanes-Oxley (SOX) compliance, Roderic is adept at navigating the complexities of regulatory frameworks that govern the financial services industry. His role involves planning, leading, and executing comprehensive risk control testing and compliance monitoring, ensuring that Convera adheres to stringent global standards.
One of Roderic's key projects includes overseeing the assessment of capital adequacy and liquidity for global investment and payments licenses, a critical area that safeguards the financial health of the organization. His expertise extends to evaluating counterparty risks associated with investment bank derivatives hedging and concentration, as well as managing foreign currency (FX) trading compliance. By employing his analytical skills and financial acumen, Roderic not only identifies potential compliance gaps but also implements strategic solutions that bolster operational resilience.
Roderic's commitment to regulatory compliance is further underscored by his proficiency in auditing and financial reporting, which enables him to provide actionable insights that drive informed decision-making. His strategic planning capabilities ensure that Convera remains proactive in its compliance efforts, adapting to the ever-evolving landscape of financial regulations. As a result, Roderic Reece is not just a compliance professional; he is a pivotal player in safeguarding Convera's reputation and operational excellence in the global financial services arena.
Compliance Program Manager at Convera in January 2018 to January 2024
Investment Compliance Audit & Analysis Consultant at Roderic Reece in January 2014 to January 2018
Lead Investment Auditor at Colorado PERA in January 2011 to January 2014
Senior Financial Legislative Auditor at Colorado State Legislature in April 2011 to October 2011
Senior Internal Auditor at TIAA-CREF in January 2005 to January 2011
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Florida Agricultural and Mechanical University, Bachelors
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Compliance Program Management
Internal Audits
Analytical Skills
Risk Assessment
Fraud Investigations
Certified Public Accounting (CPA)
Foreign Exchange (FX) Trading
Derivatives
Regulatory Compliance
Analysis
Internal Controls
Equities
Financial Analysis
Internal Audit
Program Management
Investments
Risk Management
Auditing
Accounting
Fixed Income
Strategic Planning
Compliance
Finance
Financial Audits
Employee Benefits
Budgets
Financial Reporting
Sarbanes-Oxley Act
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Discover more about ConveraWhat is Roderic Reece email address?
Email Roderic Reece at [email protected] and [email protected]. This email is the most updated Roderic Reece's email found in 2026.
What is Roderic Reece phone number?
Roderic Reece phone number is 9362954620 and 2106484922.
How to contact Roderic Reece?
To contact Roderic Reece send an email to [email protected] or [email protected]. If you want to call Roderic Reece try calling on 9362954620 and 2106484922. (updated on August 26, 2024)
What company does Roderic Reece work for?
Roderic Reece works for Convera
What is Roderic Reece's role at Convera?
Roderic Reece is Compliance Program Manager
What industry does Roderic Reece work in?
Roderic Reece works in the Financial Services industry.
Roderic Reece Email Addresses
Roderic Reece Phone Numbers
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