Robert Neupauer

Robert Neupauer currently serves as the Director of Information Security, Head of Audit and Assurance at MUFG Investor Services, where he plays a pivotal role in strengthening the firm’s cybersecurity posture and ensuring compliance with industry standards. With over two decades of extensive experience in the hedge fund administration industry, Robert brings a comprehensive understanding of both business operations and IT infrastructure, enabling him to develop robust security frameworks tailored to the complex needs of asset managers, hedge funds, and institutional investors. His expertise spans market data vendor management, trade and market data feed workflow integration, and the implementation of secure, scalable solutions that support seamless fund administration and asset management processes.

In his current role, Robert oversees external IT audits, including SOC1 and SOC2 certifications, ensuring that MUFG Investor Services maintains the highest standards of data security, operational integrity, and regulatory compliance. His deep knowledge of ITIL best practices and his background in securities, equities, mutual funds, and accounting allow him to bridge the gap between technical security controls and business objectives effectively. Robert’s strategic approach involves not only managing audit processes but also proactively identifying vulnerabilities and implementing continuous improvement initiatives to mitigate risks associated with trading, fund administration, and asset servicing.

His skills as a solutions architect are instrumental in designing and deploying secure workflows that integrate complex trading systems, market data feeds, and fund administration platforms like Paladyne. By combining his industry-specific expertise with a strong focus on governance, risk management, and compliance, Robert Neupauer ensures MUFG Investor Services remains resilient in an evolving cybersecurity landscape, supporting clients’ confidence and operational excellence.