Rich Kircher
Deputy Head of AFC, DWS Americas at DWS Group | Greater Boston
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Deputy Head of AFC, DWS Americas at DWS Group in March 2024 to Present
Bank Secrecy Act Compliance Officer; Assistant Director, Operational Compliance at Putnam Investments in July 2019 to January 2024
Assistant Director, Operational Compliance at Putnam Investments in June 2015 to January 2024
VP, Sr. Compliance Manager at Putnam Investments in June 2004 to June 2015
AVP, Sr. Compliance Manager at Putnam Investments in April 1998 to June 2004
AVP, Brokerage Compliance Manager at T. Rowe Price Associates in March 1997 to April 1998
AVP - Legal & Compliance at T. Rowe Price Associates in May 1990 to March 1997
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Washington College, Bachelor's degree
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Professional Skills
Regulatory Audits
Regulatory Reporting
Reasoning Skills
Written Communication
Internal Controls
Regulatory Filings
English
Computer Literacy
Interpersonal Skills
Legal Writing
ETFs
Risk Compliance
CTF
Compliance Procedures
Economic Sanctions
Transaction Monitoring
Risk Assessment
Analytical Skills
Oral Communication
Attention to Detail
Financial Institutions
Report Writing
Internal Audits
General Controls
Critical Thinking
Communication
Auditing
Investigation
Privacy Law
Regulatory Compliance
USA PATRIOT Act
Business Understanding
Microsoft Excel
Microsoft Office
Onboarding
Investment Company Act
Series 24
Mutual Funds
Financial Services
Securities Regulation
Anti Money Laundering
Bank Secrecy Act
Privacy Compliance
Finra
Broker-Dealer Compliance
Investment Advisor Compliance
Transfer Agent Compliance
Customer Due Diligence
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Discover more about DWS GroupWhat is Rich Kircher email address?
Email Rich Kircher at [email protected]. This email is the most updated Rich Kircher's email found in 2026.
How to contact Rich Kircher?
To contact Rich Kircher send an email to [email protected]. (updated on January 11, 2025)
What company does Rich Kircher work for?
Rich Kircher works for DWS Group
What is Rich Kircher's role at DWS Group?
Rich Kircher is Deputy Head of AFC, DWS Americas
What is Rich Kircher's Phone Number?
Rich Kircher's phone (**) *** *** 149
What industry does Rich Kircher work in?
Rich Kircher works in the Financial Services industry.
Rich Kircher Email Addresses
Rich Kircher Phone Numbers
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