Patrick Basilice
Chief Compliance Officer and Risk Manager - US and Singapore at Euronext | New York City Metropolitan Area
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Patrick L. Basilice serves as the Chief Compliance Officer and Risk Manager for Euronext Market Services LLC, Euronext FX Inc., and Euronext Markets Singapore Pte. Ltd., where he has been instrumental since April 2018 in shaping the compliance landscape across the US and Singapore markets. With a robust background in regulatory compliance and risk management, Patrick is adept at navigating the complexities of securities regulation, ensuring that the organization adheres to stringent regulatory requirements while fostering a culture of compliance.
In his current role, Patrick manages all compliance processes and regulatory filings, demonstrating his expertise in trade surveillance and futures trading. He has successfully developed and implemented comprehensive compliance and risk management programs tailored to the unique operational challenges faced by Euronext. His strategic approach not only mitigates risk but also identifies opportunities for improvement within the organization, aligning compliance initiatives with broader business objectives.
Patrick's proficiency in policy writing and training further enhances Euronext's compliance framework, as he actively engages with teams to cultivate an understanding of regulatory obligations and best practices. His problem-solving skills are pivotal in addressing compliance issues proactively, ensuring that the organization remains agile in a rapidly evolving regulatory environment. By leveraging his deep understanding of company operations and the financial markets, Patrick continues to drive Euronext's commitment to integrity and transparency, positioning the firm as a leader in compliance excellence within the industry.
Chief Compliance Officer and Risk Manager - US and Singapore at Euronext in April 2018 to Present
Chief Compliance Officer, Associate General Counsel, Managing Director at Tullett Prebon in July 2014 to March 2018
Senior Compliance Associate, Associate General Counsel at Tullett Prebon in January 2013 to July 2014
Senior Compliance Associate at Tullett Prebon in January 2012 to January 2013
Senior Compliance Associate at Chapdelaine & Co. in July 2009 to January 2012
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St. John's University School of Law, Juris Doctorate, September 1996 to September 1999
St. John's University, Bachelor's degree, September 1992 to September 1996
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Analytical Skills
Microsoft Excel
Microsoft Word
Problem Solving
Research Skills
Attention to Detail
Microsoft PowerPoint
Microsoft Office
Risk Control
Compliance Officers
Communication
Training
KYC Verification
Auditing
Risk Control Self Assessment (RCSA)
Operational Risk Management
Customer Interaction
General Data Protection Regulation (GDPR)
Data Privacy
Policy Writing
Supervisory Skills
Team Management
Data Protection Law
Anti-Money Laundering
Trade Surveillance
Securities Regulation
Regulatory Submissions
Regulatory Requirements
Compliance Advisory
Series 24
Compliance Management
Regulatory Compliance
Root Cause Analysis
Broker-Dealer Compliance
Financial Regulation
Financial Services
Risk Management
Equities
Fixed Income
Customer Service
Futures Trading
Swaps Trading
Introducing Broker Compliance
FINRA
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Discover more about EuronextWhat is Patrick L Basilice email address?
Email Patrick L Basilice at [email protected]. This email is the most updated Patrick L Basilice's email found in 2026.
How to contact Patrick L Basilice?
To contact Patrick L Basilice send an email to [email protected]. (updated on August 25, 2024)
What company does Patrick Basilice work for?
Patrick Basilice works for Euronext
What is Patrick Basilice's role at Euronext?
Patrick Basilice is Chief Compliance Officer and Risk Manager - US and Singapore
What is Patrick Basilice's Phone Number?
Patrick Basilice's phone (212) ***-*229
What industry does Patrick Basilice work in?
Patrick Basilice works in the Financial Services industry.
Patrick Basilice Email Addresses
Patrick Basilice Phone Numbers
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