Nic Chapple Email & Phone Number

Nic Chapple

Compliance Senior Manager at Wells Fargo | Minneapolis, Minnesota, United States

Nic Chapple Socials
About Nic Chapple

Nic Chapple serves as a Compliance Senior Manager at Wells Fargo, leveraging over 20 years of extensive experience in the wealth and investment management sectors. In this pivotal role, Nic leads a dedicated team of seven professionals to develop and execute a comprehensive compliance program that addresses a wide array of risk services. His expertise encompasses critical areas such as conduct risk, privacy and information security, and digital platform governance, ensuring that Wells Fargo adheres to the highest standards of regulatory compliance.

One of Nic's key projects involves overseeing the compliance governance framework for the broader compliance team, which includes the development and management of policies and procedures, regulatory change management, and periodic compliance assessments. His deep understanding of fiduciary services and investment advisory product development enables him to effectively navigate the complexities of compliance in a rapidly evolving financial landscape. Nic's commitment to risk and control assessments has been instrumental in enhancing the organization’s ability to identify and mitigate potential risks associated with third-party service providers.

With a strong focus on program management, Nic champions initiatives that not only comply with regulations but also drive operational efficiency and enhance the overall governance structure. His proactive approach to compliance and risk management ensures that Wells Fargo remains at the forefront of industry standards, fostering a culture of integrity and accountability. Nic's leadership and strategic vision are vital in navigating the intricate regulatory environment, positioning Wells Fargo as a trusted leader in the financial services industry.

Nic Chapple Work
1 experience icon

Compliance Senior Manager at Wells Fargo in September 2022 to Present

2 experience icon

Lead Compliance Officer at Wells Fargo in April 2019 to September 2022

3 experience icon

Compliance Manager at Wells Fargo in August 2016 to April 2019

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Nic Chapple Education

University of Minnesota, Sociology of Law, August 2026

Nic Chapple Skills

Regulatory Compliance

Program Management

Fiduciary Services

About Nic Chapple's Current Company
Frequently Asked Questions about Nic Chapple

What is Nic Chapple email address?

Email Nic Chapple at [email protected]. This email is the most updated Nic Chapple's email found in 2026.

How to contact Nic Chapple?

To contact Nic Chapple send an email to [email protected]. (updated on August 25, 2024)

What company does Nic Chapple work for?

Nic Chapple works for Wells Fargo

What is Nic Chapple's role at Wells Fargo?

Nic Chapple is Compliance Senior Manager

What is Nic Chapple's Phone Number?

Nic Chapple's phone (218) ***-*692

What industry does Nic Chapple work in?

Nic Chapple works in the Financial Services industry.

Nic Chapple Email Addresses

Email Nic Chapple at [email protected]. This email is the most updated Nic Chapple's email found in 2026.

Nic Chapple Phone Numbers

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