Nic Chapple
Compliance Senior Manager at Wells Fargo | Minneapolis, Minnesota, United States
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Nic Chapple serves as a Compliance Senior Manager at Wells Fargo, leveraging over 20 years of extensive experience in the wealth and investment management sectors. In this pivotal role, Nic leads a dedicated team of seven professionals to develop and execute a comprehensive compliance program that addresses a wide array of risk services. His expertise encompasses critical areas such as conduct risk, privacy and information security, and digital platform governance, ensuring that Wells Fargo adheres to the highest standards of regulatory compliance.
One of Nic's key projects involves overseeing the compliance governance framework for the broader compliance team, which includes the development and management of policies and procedures, regulatory change management, and periodic compliance assessments. His deep understanding of fiduciary services and investment advisory product development enables him to effectively navigate the complexities of compliance in a rapidly evolving financial landscape. Nic's commitment to risk and control assessments has been instrumental in enhancing the organization’s ability to identify and mitigate potential risks associated with third-party service providers.
With a strong focus on program management, Nic champions initiatives that not only comply with regulations but also drive operational efficiency and enhance the overall governance structure. His proactive approach to compliance and risk management ensures that Wells Fargo remains at the forefront of industry standards, fostering a culture of integrity and accountability. Nic's leadership and strategic vision are vital in navigating the intricate regulatory environment, positioning Wells Fargo as a trusted leader in the financial services industry.
Compliance Senior Manager at Wells Fargo in September 2022 to Present
Lead Compliance Officer at Wells Fargo in April 2019 to September 2022
Compliance Manager at Wells Fargo in August 2016 to April 2019
Risk Management Consultant at Wells Fargo in May 2011 to August 2016
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University of Minnesota, Sociology of Law, August 2026
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Regulatory Compliance
Program Management
Fiduciary Services
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Discover more about Wells FargoWhat is Nic Chapple email address?
Email Nic Chapple at [email protected]. This email is the most updated Nic Chapple's email found in 2026.
How to contact Nic Chapple?
To contact Nic Chapple send an email to [email protected]. (updated on August 25, 2024)
What company does Nic Chapple work for?
Nic Chapple works for Wells Fargo
What is Nic Chapple's role at Wells Fargo?
Nic Chapple is Compliance Senior Manager
What is Nic Chapple's Phone Number?
Nic Chapple's phone (218) ***-*692
What industry does Nic Chapple work in?
Nic Chapple works in the Financial Services industry.
Nic Chapple Email Addresses
Nic Chapple Phone Numbers
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