Lik Sim
Independent Consultant at MBO Partners | New York City Metropolitan Area
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Lik Chee Sim is a seasoned Independent Consultant at MBO Partners, specializing in the financial services sector. With a robust background as an execution-oriented attorney, Lik Chee has successfully led numerous project management initiatives that drive strategic transformation within organizations. His expertise encompasses a wide array of areas, including risk management, regulatory compliance, and IT solutions, making him a pivotal asset in navigating the complexities of the financial landscape.
Currently, Lik Chee is engaged on a contract basis with PwC Financial Services Advisory Services, where he is instrumental in high-stakes projects such as Resolution Planning and CFPB rule readiness assessments. His role involves conducting comprehensive Risk and Control Self-Assessments (RCSA) and process risk evaluations, ensuring that organizations not only meet regulatory requirements but also enhance their operational resilience. His ability to manage senior stakeholders across front, middle, and back offices has been crucial in fostering collaboration and driving effective decision-making.
Lik Chee's skill set is further complemented by his proficiency in business analysis and senior management reporting, allowing him to distill complex data into actionable insights. His experience in KYC (Know Your Customer) processes and compliance regulation positions him as a thought leader in the industry. Additionally, his adeptness in public speaking and conducting Equality Impact Assessments showcases his commitment to promoting equity within financial services. With a keen understanding of banking economics and a strong command of tools such as Microsoft Word and PowerPoint, Lik Chee Sim continues to make significant contributions to the financial services industry, empowering organizations to thrive in an ever-evolving regulatory environment.
Independent Consultant at MBO Partners in December 2020 to Present
Vice President - Risk COO / Broker-Dealer CRO at Morgan Stanley in April 2017 to December 2020
Senior Associate - FS Risk and Regulatory Advisory at PwC in May 2014 to April 2017
Investment Advisers/Investment Company Examination at U.S. Securities and Exchange Commission in September 2013 to November 2013
Corporate Banking Business Administrator at Mizuho Americas in May 2010 to June 2013
Research Assistant at The Conference Board in June 2006 to August 2007
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Brooklyn Law School, September 2026
Macaulay Honors College at The City University of New York, B.A., September 2026
Temple University Japan, September 2026
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Legal Research
Research
Legal Writing
Nonprofits
Due Diligence
Marketing Strategy
Financial Regulation
Banking
Microsoft Office
Economics
Social Media
Data Analysis
Microsoft Excel
Trade Finance
KYC
Marketing Research
Public Speaking
Finance
Equality Impact Assessments
PowerPoint
compliance regulation
Dodd-Frank
Investment Advisers Act
Bloomberg Terminal
Microsoft Word
Microsoft PowerPoint
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Discover more about MBO PartnersWhat is Lik Chee Sim email address?
Email Lik Chee Sim at [email protected] and [email protected]. This email is the most updated Lik Chee Sim's email found in 2026.
What is Lik Chee Sim phone number?
Lik Chee Sim phone number is 7182393940.
How to contact Lik Chee Sim?
To contact Lik Chee Sim send an email to [email protected] or [email protected]. If you want to call Lik Chee Sim try calling on 7182393940. (updated on August 25, 2024)
What company does Lik Sim work for?
Lik Sim works for MBO Partners
What is Lik Sim's role at MBO Partners?
Lik Sim is Independent Consultant
What industry does Lik Sim work in?
Lik Sim works in the Financial Services industry.
Lik Sim Email Addresses
Lik Sim Phone Numbers
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