Jonathan Shepland
President at Shep Compliance Solutions, LLC | Garden City, New York, United States
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As the President of Shep Compliance Solutions, LLC, Jonathan Shepland leverages over two decades of extensive experience in the investment management and financial services sectors to deliver unparalleled compliance advisory services. His deep understanding of regulatory compliance, risk management, and operational oversight has positioned him as a trusted leader for Broker Dealers, Registered Investment Advisors, and Family Offices navigating the complexities of today’s financial landscape. Under Jonathan's guidance, Shep Compliance Solutions has successfully executed key projects that enhance clients' compliance frameworks, ensuring they not only meet but exceed regulatory standards.
Jonathan's expertise in strategic policy development and risk assessment has been instrumental in creating tailored compliance programs that address the unique challenges faced by multi-billion dollar portfolios. His commitment to fostering ethical behavior and operational integrity is evident in his ability to build and lead cross-functional teams that drive positive outcomes. By implementing robust risk management strategies and conducting thorough testing, Jonathan empowers clients to identify potential vulnerabilities and mitigate risks effectively.
In an industry characterized by rapid regulatory changes, Jonathan remains at the forefront, continuously updating his knowledge of securities regulation, private equity, and finance. His proactive approach to compliance not only safeguards clients' interests but also enhances their operational efficiency, allowing them to focus on their core business objectives. With a proven track record of success, Jonathan Shepland is dedicated to helping clients navigate the intricate world of compliance, ensuring they thrive in a competitive market while maintaining the highest standards of integrity and accountability.
Chief Compliance Officer at Roberts & Ryan in January 2024 to Present
President at Shep Compliance Solutions, LLC in June 2024 to Present
VP, COMPLIANCE OFFICER at Arena Investors, LP / Arena Financial Services in January 2021 to January 2024
COO, CHIEF COMPLIANCE OFFICER at ZEBED SECURITIES, LLC | FAMILY OFFICE in January 2014 to January 2020
MANAGING DIRECTOR, MAJOR GIFTS at Ranieri Partners Management / Tomorrow's Hope Foundation in January 2013 to January 2014
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER at Grace Financial Group LLC in January 2002 to January 2013
BRANCH MANAGER, OPERATIONAL RISK MANAGEMENT at Onsite Trading in January 1998 to January 2002
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Florida International University, Bachelor of Science (BS), January 1980 to January 1982
Paul Smith's College, Associate of Arts and Sciences (AAS), January 1978 to January 1980
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Risk Management & Testing
Regulatory Guidance
Audit Preparation
Compliance Training & Education
Strategic Policy Development
Code of Ethics
Risk Assessment
Training
Compliance Officers
Business Relationship Management
Compliance Training
Program Management
Compliance and regulatory
Investment Company Act
FINRA
Hedge Funds
Equities
Options
Prime Brokerage
Fixed Income
Series 7
Securities
AML
Alternative Investments
SEC
Series 24
Investments
Trading
Capital Markets
Series 63
Equity Trading
Investment Banking
Derivatives
Electronic Trading
Asset Management
Commodity
Broker-Dealer
Bonds
Trading Systems
Financial Markets
Fund Of Funds
Securities Regulation
ETFs
Private Equity
Investment Advisory
Anti Money Laundering
Equity Derivatives
Structured Products
Regulatory Management, Anti Money Laundering, KYC, EDD, Project Management, Oper
Bloomberg Vault
EzeSoft OMS
TRS / Swaps
Hedging
Risk Management
GMRA/REPOS
Family Office
IA/RIA
Project Management
Bloomberg
Investment Management
Financial Services
Finance
Capital
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What is Jonathan Shepland email address?
Email Jonathan Shepland at [email protected]. This email is the most updated Jonathan Shepland's email found in 2026.
What is Jonathan Shepland phone number?
Jonathan Shepland phone number is 12124890470.
How to contact Jonathan Shepland?
To contact Jonathan Shepland send an email to [email protected]. If you want to call Jonathan Shepland try calling on 12124890470. (updated on May 06, 2024)
What company does Jonathan Shepland work for?
Jonathan Shepland works for Shep Compliance Solutions, LLC
What is Jonathan Shepland's role at Shep Compliance Solutions, LLC?
Jonathan Shepland is President
What industry does Jonathan Shepland work in?
Jonathan Shepland works in the Financial Services industry.
Jonathan Shepland Email Addresses
Jonathan Shepland Phone Numbers
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