Jim Hooks
Managing Director, Chief Compliance Officer at Private Advisor Group | Fort Mill, South Carolina, United States
Engage
candidates 10x faster
Enjoy unlimited access and discover candidates outside of LinkedIn
Trusted by 1.4M users from 76% of Fortune 500 companies
The most accurate data ever
CCPA Compliant
GDPR Compliant
150M
Personal Emails
200M
Work Emails
100M
Direct Dials
250M
Professional Profiles
40M
Company Profiles
Find anyone, anywhere
with ContactOut
today
Making remote or global hires?
Connecting
with key decision-makers? We can help.
- 40 emails / month
- 3 phone numbers / month
- Works on standard LinkedIn only
-
Work emails, personal emails,
mobile numbers
No credit card required
Managing Director, Chief Compliance Officer at Private Advisor Group in January 2019 to Present
Senior Vice President - Governance, Risk & Compliance at LPL Financial in January 2004 to January 2018
Vice President, Compliance at Raymond James in January 1986 to January 2004
See more
See less
University of South Florida, Bachelor of Arts, Business Adminstration
The Wharton School, Certified Regulatory Compliance Professional (CRCP)
See more
See less
Securities
Series 7
Series 24
FINRA
Series 63
Uniform Combined State Law
Investments
Investment Advisory
Alternative Investments
Mutual Funds
Wealth Management
Financial Services
Risk Management
See more
See less
Discover more about Private Advisor GroupWhat is Jim Hooks email address?
Email Jim Hooks at [email protected] and [email protected]. This email is the most updated Jim Hooks's email found in 2026.
How to contact Jim Hooks?
To contact Jim Hooks send an email to [email protected] or [email protected].
What company does Jim Hooks work for?
Jim Hooks works for Private Advisor Group
What is Jim Hooks's role at Private Advisor Group?
Jim Hooks is Managing Director, Chief Compliance Officer
What is Jim Hooks's Phone Number?
Jim Hooks's phone (839) ***-*322
What industry does Jim Hooks work in?
Jim Hooks works in the Financial Services industry.
Jim Hooks Email Addresses
Jim Hooks Phone Numbers
looking for?
Find personal and work emails for over 250M professionals.
People like Jim Hooks
Senior Operations Manager at UPS Capital®
VP and Senior Compliance Officer at Northern Lights Compliance Services
Business Analyst for the Office of the CEO at S&P Global
Writer/Director/Producer at -
Sales Manager at Cunningham Campers & RVs
Marketing Manager at Brinks Home
Mover at A Good Moving Company
Head of Product, Compliance Platform at MoneyGram International
Co-founder and CEO at Onepanel
Senior Recruitment Consultant - Team Lead at SciPro
National Account Manager at talentReef
President at Euclidean Capital
Managing Director at J.P. Morgan
Senior Order Management Specialist at Databricks
Vice President of Financial Communications at ViacomCBS at ViacomCBS
CEO at 1799 Prime Steak & Seafood
Co-Founder and Chief Creative Officer at Mighty Yeti Studios
Manager at Metal Pay
Senior Vice President/Chief Legal Officer at Community Health System
Founder & CEO at PassionFlix Inc.
Director de proyectos y ventas at ALSA Sistemas de riego
Vice President of Hospitality at MGM National Harbor
Emerging Markets Strategy Lead at HP Inc
Show more
Show less