Jill Floden
Chief Operations Officer & Chief Compliance Officer at Elysium Wealth Management, LLC. | Fergus Falls, Minnesota, United States
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Jill Floden serves as the Chief Compliance Officer at Eide Bailly Advisors, LLC, where she plays a pivotal role in ensuring that the firm adheres to the complex regulatory landscape governing financial services. Since her promotion in 2019, Jill has leveraged her extensive expertise in legal compliance and regulatory requirements to enhance the firm’s governance framework. In 2023, she expanded her influence by taking on the role of Director of Governance for Eide Bailly LLP, further solidifying her commitment to fostering a culture of compliance and ethical standards across the organization.
In her current capacity, Jill leads large-scale, complex projects that require meticulous planning and execution. She collaborates closely with internal teams, including risk management, cybersecurity, and employee training departments, to develop comprehensive compliance programs that not only meet U.S. Securities and Exchange Commission (SEC) standards but also anticipate emerging regulatory challenges. Her strategic direction in hiring and training staff ensures that Eide Bailly maintains a robust compliance posture while empowering employees with the knowledge and tools necessary to navigate the intricacies of the financial industry.
Jill’s research skills and business continuity expertise are instrumental in developing proactive strategies that mitigate risks and enhance operational resilience. By championing a culture of compliance and continuous improvement, she positions Eide Bailly Advisors, LLC, as a trusted partner in the financial services sector, dedicated to safeguarding client interests and maintaining the highest standards of integrity. Through her leadership, Jill not only drives compliance initiatives but also cultivates an environment where ethical practices thrive, ultimately contributing to the firm’s long-term success.
Chief Operations Officer & Chief Compliance Officer at Elysium Wealth Management, LLC. in January 2025 to Present
Chief Compliance Officer at Eide Bailly Advisors, LLC. in January 2015 to January 2025
Securities Principal, Chief Operations Officer at Dorn & Co., Inc. in May 2008 to December 2014
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University of Wisconsin-Whitewater, November 2026
University of St. Thomas School of Law, Master Study of Law, November 2026
University of Minnesota Duluth, Bachelor's degree
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Ethical Leadership
Strategic Initiatives
Finance
Multivariate Analysis
Technology Research
Correlation Analysis
Business Insights
Strategic Thinking
Analytical Skills
Negotiation
Program Development
Financial Services
Business Relationship Management
Data Analysis
Investment Advisers Act
Sales Management
Artificial Intelligence (AI)
Risk Governance
Team Leadership
Research Skills
Compliance Oversight
Problem Solving
Critical Thinking
Presentations
Compliance Monitoring
Issue Identification
Issue Management
Business Continuity
Risk Assessment
Risk Analysis
Compliance Management
Communication
Surveillance
Competitive Analysis
Marketing Compliance
Regulatory Training
Employee Training
Regulatory Risk
Investment Advisor Compliance
Broker-Dealer Compliance
Legal Compliance
Regulatory Requirements
Privacy Law
Internal Audits
Securities
Operations Management
Cybersecurity
Security Risk
Information Security Management
Governance, Risk Management, and Compliance (GRC)
Due Diligence
Business Ethics
Change Management
U.S. Securities and Exchange Commission (SEC)
Regulatory Compliance
Management
Training
Retirement Planning
Program Management
Wealth Management
Organization Skills
Process Improvement
High Sense Of Urgency
Business Strategy
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What is Jill Floden email address?
Email Jill Floden at [email protected] and [email protected]. This email is the most updated Jill Floden's email found in 2026.
What is Jill Floden phone number?
Jill Floden phone number is 218-739-5236 and 2182055136.
How to contact Jill Floden?
To contact Jill Floden send an email to [email protected] or [email protected]. If you want to call Jill Floden try calling on 218-739-5236 and 2182055136. (updated on September 02, 2024)
What company does Jill Floden work for?
Jill Floden works for Elysium Wealth Management, LLC.
What is Jill Floden's role at Elysium Wealth Management, LLC.?
Jill Floden is Chief Operations Officer & Chief Compliance Officer
What industry does Jill Floden work in?
Jill Floden works in the Financial Services industry.
Jill Floden Email Addresses
Jill Floden Phone Numbers
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