James W
Executive Director- Volcker and Swap Dealer Regulatory Governance at UBS | Weehawken, New Jersey, United States
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Executive Director- Volcker and Swap Dealer Regulatory Governance at UBS in December 2020 to Present
Executive Director- Volcker Regulatory Governance at UBS in April 2016 to December 2020
Director- Institutional Branch/Desk Reviews at Bank of America- MLPF&S in January 2014 to December 2020
Director- Volcker Monitoring, Testing and Surveillances at Bank of America in June 2010 to December 2016
Manager at NYSE Regulation, Inc in August 2005 to June 2010
Compliance Officer (Senior Branch Examiner) at Chase Investments Services Corp in February 1999 to March 2001
Senior Relationship Manager at Chase Investments Service Corp in February 1997 to February 1999
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State University of New York College at Plattsburgh, January 1992 to January 1995
Villanova University's
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FINRA
Securities
Series 7
AML
Equities
Capital Markets
Series 63
Derivatives
Trading
Fixed Income
Trading Systems
Options
Series 24
Electronic Trading
Equity Trading
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Discover more about UBSWhat is James W email address?
Email James W at [email protected] and [email protected]. This email is the most updated James W's email found in 2026.
How to contact James W?
To contact James W send an email to [email protected] or [email protected].
What company does James W work for?
James W works for UBS
What is James W's role at UBS?
James W is Executive Director- Volcker and Swap Dealer Regulatory Governance
What is James W's Phone Number?
James W's phone (201) ***-*342
What industry does James W work in?
James W works in the Financial Services industry.
James W Email Addresses
James W Phone Numbers
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