James Port

Q: What is James Port email address?

Email James Port at je_port@hotmail.com and james.port@ridgeclearing.com. This email is the most updated James Port's email found in 2026.

Q: How to contact James Port?

To contact James Port send an email to je_port@hotmail.com or james.port@ridgeclearing.com. If you want to call James Port try calling on (917) 502-1224.

Chief Compliance Officer at Broadridge Business Process Outsourcing, LLC | New York City Metropolitan Area

About James Port

James Port serves as the Chief Compliance Officer at Broadridge Business Process Outsourcing, LLC, where he leverages over 20 years of extensive experience in regulatory compliance within the financial services sector. His role is pivotal in shaping and overseeing compliance strategies that align with the complex regulatory landscape, ensuring that Broadridge not only meets but exceeds industry standards. With a robust background in designing, building, and implementing compliance programs, James has successfully navigated the intricacies of compliance across a diverse range of financial institutions, from boutique firms to large-scale enterprises.

At Broadridge, James is currently spearheading key projects aimed at enhancing the firm’s compliance framework, particularly in areas such as Anti-Money Laundering (AML) and back-office operations. His expertise in capital markets, prime brokerage, and alternative investments positions him uniquely to address the compliance challenges that arise in these dynamic sectors. By collaborating closely with stakeholders across various departments, James fosters a culture of compliance that not only mitigates regulatory, operational, and reputational risks but also supports the overarching business objectives of the organization.

In addition to his hands-on experience, James holds certifications that underscore his commitment to the field, including Series 7 and Series 14 licenses. His proficiency in trading systems and fixed income further enhances his ability to navigate the complexities of compliance in today’s fast-paced financial environment. Through his leadership, Broadridge continues to build a resilient compliance infrastructure that adapts to evolving regulations while driving business growth and innovation.

James Port Work