George Mulwee
Chief Compliance Officer/Wealth Advisor at Strategic Wealth Group | Minnetonka, Minnesota, United States
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George Mulwee serves as the Chief Compliance Officer and Wealth Advisor at Strategic Wealth Group, where he leverages his extensive expertise in financial services to ensure regulatory compliance while providing tailored investment advice to clients. With a robust portfolio of FINRA securities registrations—including Series 4, 6, 7, 24, 26, 51, and 63—George is well-equipped to navigate the complexities of the financial landscape. His role encompasses not only compliance oversight but also strategic investment advisory, where he specializes in retirement planning, risk management, and comprehensive financial planning.
At Strategic Wealth Group, George is instrumental in key projects that focus on enhancing client engagement and optimizing investment strategies. His proficiency in fixed income, ETFs, and bonds allows him to craft diversified portfolios that align with clients' financial goals and risk tolerance. Additionally, George's commitment to education and transparency ensures that clients are well-informed about their investment choices, fostering trust and long-term relationships.
George's leadership in compliance is critical in maintaining the integrity of the firm, as he oversees securities supervision and implements best practices to mitigate risks. His dedication to upholding regulatory standards not only protects the firm but also enhances client confidence in their financial decisions. As a seasoned professional in the wealth management industry, George Mulwee continues to make a significant impact at Strategic Wealth Group, guiding clients toward financial success while ensuring adherence to the highest compliance standards.
Chief Compliance Officer/Wealth Advisor at Strategic Wealth Group in August 2017 to Present
Director of Supervision at Cetera Advisors LLC in May 2014 to July 2017
Regional Supervision Director at Woodbury Financial Services in May 2013 to May 2014
Manager - Suitability Review Team at Woodbury Financial Services in July 2011 to May 2013
Investigator - Corporate Security at Ameriprise Financial in September 2010 to July 2011
Senior Compliance Specialist at Woodbury Financial Services in August 2007 to September 2010
Senior Trader at Woodbury Financial Services in June 2004 to August 2007
Suitability Principal at Woodbury Financial Services in June 2002 to June 2004
CSR/Quality Reviewer at Fortis Financial Group in November 1999 to June 2002
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Augsburg University, November 2026
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Series 24
Series 7
Mutual Funds
Uniform Combined State Law
Investments
Investment Advisory
Registered Investment Advisor
Trading
Compliance
FINRA
Series 66
Series 4
Securities
Financial Services
Retirement Planning
Securities Regulation
Wealth Management
Financial Advisory
Executive Management
Executive Level Management
Leadership
Management
Risk Management
Insurance
Fixed Annuities
Portfolio Management
Financial Planning
Equities
Investment Strategies
Fixed Income
Alternative Investments
Asset Allocation
Asset Management
Life Insurance
Options
401(k) Retirement Savings Plans
Investment Management
Finance
IRAs
Series 6
ETFs
Bonds
SEC
Executive Leadership
People Management
People Development
Relationship Management
Creative Problem Solving
Series 51
Securities Supervision
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Discover more about Strategic Wealth GroupWhat is George Mulwee email address?
Email George Mulwee at [email protected]. This email is the most updated George Mulwee's email found in 2026.
What is George Mulwee phone number?
George Mulwee phone number is 6512267322.
How to contact George Mulwee?
To contact George Mulwee send an email to [email protected]. If you want to call George Mulwee try calling on 6512267322. (updated on January 07, 2025)
What company does George Mulwee work for?
George Mulwee works for Strategic Wealth Group
What is George Mulwee's role at Strategic Wealth Group?
George Mulwee is Chief Compliance Officer/Wealth Advisor
What industry does George Mulwee work in?
George Mulwee works in the Financial Services industry.
George Mulwee Email Addresses
George Mulwee Phone Numbers
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