Forrest Sumlar
Deputy CCO at The Colony Group | Greater Chicago Area
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Forrest Sumlar is a seasoned legal and compliance professional currently serving as the General Counsel and Chief Compliance Officer at a prominent SEC-registered investment advisory firm, which manages over $4 billion in assets. In this pivotal role, Forrest is responsible for navigating the complex regulatory landscape that governs the investment management industry, ensuring that the firm adheres to all applicable laws and regulations. His expertise extends to overseeing all legal matters, including contract negotiations, risk assessment, and litigation management, which are critical in safeguarding the firm’s interests and maintaining its reputation in a highly competitive market.
One of Forrest's key projects has been the enhancement of the firm’s compliance program, where he has successfully implemented robust policies and procedures that align with industry best practices. His leadership in developing a comprehensive Code of Ethics has fostered a culture of integrity and transparency within the organization. Additionally, Forrest has spearheaded initiatives related to anti-money laundering (AML) compliance, ensuring that the firm not only meets regulatory requirements but also upholds the highest ethical standards in its operations.
With a strong focus on complaint management and whistleblower policies, Forrest has established effective channels for addressing concerns, thereby promoting a safe and compliant environment for both employees and clients. His ability to multitask and liaise effectively with clients has proven invaluable in maintaining strong relationships while navigating the intricacies of compliance. As a skilled professional in the investment management sector, Forrest Sumlar continues to drive excellence in legal and compliance practices, positioning the firm for sustainable growth and success in an ever-evolving regulatory landscape.
Deputy CCO at The Colony Group in May 2024 to Present
General Counsel and Chief Compliance Officer at Investment Advisory Firm in October 2014 to May 2024
Law Clerk at Cook County Public Defenders Office in May 2012 to April 2014
Summer Law Clerk at Chambers of the Honorable Associate Judge Allen Walker in May 2013 to August 2013
Office Manager at Chicago Debate Commission in November 2009 to August 2011
Accounts Executive at Campus Property Management in May 2008 to September 2009
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DePaul University College of Law, November 2026
University of Illinois Urbana-Champaign, Bachelors of Science, November 2026
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Skilled Multi-tasker
Regulatory Filings
Regulatory Audits
Multitasking
Investment Company Act
Investment Advisers Act
Interpersonal Communication
Code of Ethics
Communication
Due Diligence
Whistleblower
Solution-oriented
Securities Regulation
Policies & Procedures
External Audits
Complaint Management
Compliance Oversight
Regulatory Compliance
Mergers & Acquisitions (M&A)
Policy Development
Legal Research
Legal Writing
Accounting
Office Management
Anti Money Laundering
Microsoft Excel
Microsoft Word
Client Liaison
Conflict Of Interest
Contractual Agreements
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Discover more about The Colony GroupWhat is Forrest Sumlar email address?
Email Forrest Sumlar at [email protected] and [email protected]. This email is the most updated Forrest Sumlar's email found in 2026.
What is Forrest Sumlar phone number?
Forrest Sumlar phone number is 7732245925 and 7739546191.
How to contact Forrest Sumlar?
To contact Forrest Sumlar send an email to [email protected] or [email protected]. If you want to call Forrest Sumlar try calling on 7732245925 and 7739546191. (updated on August 26, 2024)
What company does Forrest Sumlar work for?
Forrest Sumlar works for The Colony Group
What is Forrest Sumlar's role at The Colony Group?
Forrest Sumlar is Deputy CCO
What industry does Forrest Sumlar work in?
Forrest Sumlar works in the Law Practice industry.
Forrest Sumlar Email Addresses
Forrest Sumlar Phone Numbers
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