Eriking Wang

Eriking Wang currently serves as the Manager of Operational Risk & Internal Control at Industrial Bank Co., Ltd., where he plays a pivotal role in strengthening the bank’s risk management framework and ensuring robust internal controls. Leveraging his extensive background in legal compliance and financial regulation within China’s banking and insurance sectors, Eriking brings a comprehensive understanding of regulatory requirements, including group compliance, product and distribution compliance, and legal consulting under Chinese laws. His expertise is instrumental in driving the implementation of operational risk management tools such as Risk and Control Self-Assessments (RCSAs), Key Risk Indicators (KRIs), and risk incident reporting systems, which are vital for proactively identifying and mitigating potential operational vulnerabilities.

In his current role, Eriking oversees critical processes like process reviews and event investigations, providing valuable insights and recommendations to senior management to enhance internal controls and reduce operational risks. He also coordinates Business Continuity Planning (BCP) drills, ensuring the bank’s preparedness for unforeseen disruptions. His skill set encompasses compliance inspection, internal controls, and auditing, which underpin his ability to identify connected transactions and potential dispute resolution issues. With a strong command of legal research and legal writing, Eriking ensures that the bank’s operations remain aligned with evolving regulatory standards, fostering a culture of compliance and operational excellence. His interpersonal communication skills facilitate effective collaboration across departments, making him a key asset in managing complex risk and compliance initiatives within the financial industry.