Dora Loaiza
Designated Supervisor at Cetera Advisor Networks LLC | El Segundo, California, United States
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Dora Loaiza serves as the Designated Principal at Cetera Advisor Networks LLC, where she plays a pivotal role in ensuring that branch offices operate within the stringent frameworks of compliance and regulatory standards. With her extensive expertise in the financial services industry, Dora is responsible for supervising a diverse range of advisors and their practices, ensuring that they adhere to both internal controls and external regulations. Her proficiency in key areas such as risk management, compliance monitoring, and operational oversight allows her to effectively navigate the complexities of the financial landscape.
Dora’s current projects include the implementation of enhanced compliance training programs for branch offices, aimed at fostering a culture of integrity and accountability among financial advisors. By leveraging her knowledge of industry regulations and best practices, she is committed to empowering advisors with the tools they need to succeed while maintaining the highest ethical standards. Her certifications, including Series 7, Series 66, Series 24, Series 4, and Series 53, highlight her comprehensive understanding of various financial products and regulatory requirements, further solidifying her role as a trusted leader within the organization.
At Cetera Advisor Networks, Dora is not only focused on compliance but also on building strong relationships with advisors to support their growth and development. Her dedication to fostering a collaborative environment ensures that advisors can thrive while delivering exceptional service to their clients. Through her leadership, Dora Loaiza exemplifies the commitment to excellence that defines Cetera Advisor Networks, making her an invaluable asset to the firm and the broader financial community.
Designated Supervisor at Cetera Advisor Networks LLC in March 2018 to Present
Broker Dealer Supervisor at Ares Management in November 2015 to March 2018
Sales Supervisor at Nationwide Financial in January 1986 to January 2008
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California State University, Northridge, BS, July 1982
Hamilton High School
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Series 7
Series 66
Series 24
Series 4
Series 53
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Discover more about Cetera Advisor Networks LLCWhat is Dora Loaiza email address?
Email Dora Loaiza at [email protected], [email protected] and [email protected]. This email is the most updated Dora Loaiza's email found in 2026.
How to contact Dora Loaiza?
To contact Dora Loaiza send an email to [email protected], [email protected] or [email protected]. (updated on September 02, 2024)
What company does Dora Loaiza work for?
Dora Loaiza works for Cetera Advisor Networks LLC
What is Dora Loaiza's role at Cetera Advisor Networks LLC?
Dora Loaiza is Designated Supervisor
What is Dora Loaiza's Phone Number?
Dora Loaiza's phone (213) ***-*262
What industry does Dora Loaiza work in?
Dora Loaiza works in the Financial Services industry.
Dora Loaiza Email Addresses
Dora Loaiza Phone Numbers
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