Dora Loaiza Email & Phone Number

Dora Loaiza

Designated Supervisor at Cetera Advisor Networks LLC | El Segundo, California, United States

Dora Loaiza Socials
About Dora Loaiza

Dora Loaiza serves as the Designated Principal at Cetera Advisor Networks LLC, where she plays a pivotal role in ensuring that branch offices operate within the stringent frameworks of compliance and regulatory standards. With her extensive expertise in the financial services industry, Dora is responsible for supervising a diverse range of advisors and their practices, ensuring that they adhere to both internal controls and external regulations. Her proficiency in key areas such as risk management, compliance monitoring, and operational oversight allows her to effectively navigate the complexities of the financial landscape.

Dora’s current projects include the implementation of enhanced compliance training programs for branch offices, aimed at fostering a culture of integrity and accountability among financial advisors. By leveraging her knowledge of industry regulations and best practices, she is committed to empowering advisors with the tools they need to succeed while maintaining the highest ethical standards. Her certifications, including Series 7, Series 66, Series 24, Series 4, and Series 53, highlight her comprehensive understanding of various financial products and regulatory requirements, further solidifying her role as a trusted leader within the organization.

At Cetera Advisor Networks, Dora is not only focused on compliance but also on building strong relationships with advisors to support their growth and development. Her dedication to fostering a collaborative environment ensures that advisors can thrive while delivering exceptional service to their clients. Through her leadership, Dora Loaiza exemplifies the commitment to excellence that defines Cetera Advisor Networks, making her an invaluable asset to the firm and the broader financial community.

Dora Loaiza Work
1 experience icon

Designated Supervisor at Cetera Advisor Networks LLC in March 2018 to Present

2 experience icon

Broker Dealer Supervisor at Ares Management in November 2015 to March 2018

3 experience icon

Sales Supervisor at Nationwide Financial in January 1986 to January 2008

Dora Loaiza Education

California State University, Northridge, BS, July 1982

Hamilton High School

Dora Loaiza Skills

Series 7

Series 66

Series 24

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About Dora Loaiza's Current Company
Frequently Asked Questions about Dora Loaiza

What is Dora Loaiza email address?

Email Dora Loaiza at [email protected], [email protected] and [email protected]. This email is the most updated Dora Loaiza's email found in 2026.

How to contact Dora Loaiza?

To contact Dora Loaiza send an email to [email protected], [email protected] or [email protected]. (updated on September 02, 2024)

What company does Dora Loaiza work for?

Dora Loaiza works for Cetera Advisor Networks LLC

What is Dora Loaiza's role at Cetera Advisor Networks LLC?

Dora Loaiza is Designated Supervisor

What is Dora Loaiza's Phone Number?

Dora Loaiza's phone (213) ***-*262

What industry does Dora Loaiza work in?

Dora Loaiza works in the Financial Services industry.

Dora Loaiza Email Addresses

Email Dora Loaiza at [email protected], [email protected] and [email protected]. This email is the most updated Dora Loaiza's email found in 2026.

Dora Loaiza Phone Numbers

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