Dion Angelopoulos
Compliance Manager at Capital Group | Los Angeles, California, United States
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Dion Angelopoulos is a seasoned Compliance Specialist at Capital Group, bringing over 20 years of extensive experience in the financial services industry. His career began as a financial advisor, where he developed a foundational understanding of client needs and the intricacies of investment strategies. This early experience laid the groundwork for his transition into compliance, where he has since dedicated the majority of his career to ensuring regulatory adherence across various broker/dealer firms, including discount, independent, and mutual fund distribution entities.
In his current role at Capital Group, Dion is responsible for monitoring compliance with FINRA rules and regulations at both the associate and firm levels. His keen eye for detail and deep understanding of regulatory frameworks enable him to identify potential compliance risks and implement effective risk management strategies. Dion's expertise in regulatory compliance is complemented by his ability to navigate the complexities of the mutual fund landscape, making him an invaluable asset to the organization.
Dion is currently involved in key projects aimed at enhancing compliance protocols and fostering a culture of integrity within the firm. His proactive approach to compliance not only safeguards the organization against regulatory breaches but also promotes a transparent and ethical business environment. With a strong focus on continuous improvement, Dion leverages his extensive knowledge of financial services and risk management to drive initiatives that align with industry best practices. His commitment to compliance excellence ensures that Capital Group remains a trusted leader in the financial services sector.
Compliance Manager at Capital Group in May 2004 to Present
Compliance Specialist at Capital Group in May 2004 to Present
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California State University, Long Beach
Sonoma State University, Bachelor's degree
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Regulatory Compliance
FINRA
Financial Services
Risk Management
Mutual Funds
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Discover more about Capital GroupWhat is Dion Angelopoulos email address?
Email Dion Angelopoulos at [email protected]. This email is the most updated Dion Angelopoulos's email found in 2026.
How to contact Dion Angelopoulos?
To contact Dion Angelopoulos send an email to [email protected]. (updated on September 07, 2024)
What company does Dion Angelopoulos work for?
Dion Angelopoulos works for Capital Group
What is Dion Angelopoulos's role at Capital Group?
Dion Angelopoulos is Compliance Manager
What is Dion Angelopoulos's Phone Number?
Dion Angelopoulos's phone (213) ***-*314
What industry does Dion Angelopoulos work in?
Dion Angelopoulos works in the Financial Services industry.
Dion Angelopoulos Email Addresses
Dion Angelopoulos Phone Numbers
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