Diane Mostello
Vice President, Compliance Analyst at Rockefeller Capital Management | New York, New York, United States
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Vice President, Compliance Analyst at Rockefeller Capital Management in February 2024 to Present
AVP, Compliance Analyst at Rockefeller Capital Management in February 2022 to February 2024
Compliance Consultant, Personal Securities Trading Operations (PST Ops) at Prudential Financial (via Mission Staffing) in November 2020 to February 2022
Various short-term positions while caring for mother and stepfather at Freelance in April 2019 to November 2020
AVP, Senior Compliance Analyst at ClearBridge Investments in January 2014 to January 2019
AVP, Senior Compliance Officer at Legg Mason in January 2012 to January 2014
Senior Compliance Officer at Legg Mason in January 2011 to January 2012
Compliance Officer at Legg Mason in January 2009 to January 2011
Associate Compliance Officer at Legg Mason in January 2008 to January 2009
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Boston College
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Implementation Plans
Drive Change
Critical Thinking
Large Scale Transformation
Spreadsheets
Attention to Detail
Relationship Building
Securities
Mutual Funds
Business Intelligence (BI)
Data Analysis
Microsoft Excel
Office 365
Web Analytics
Big Data
Microsoft Word
Time Management
Organization Skills
Board Materials
Concur
Microsoft Office
Microsoft PowerPoint
Code of Ethics
Personal Trading Surveillance
Investment Company Act
Investment Advisers Act
Interpersonal Skills
Skilled Multi-tasker
Confidentiality
Written Communication
Communication
Global Compliance
Decision-Making
Due Diligence
Teamwork
Microsoft Outlook
Administrative Support
Regulatory Compliance
Code of Ethics Compliance Training
Compliance Regulations
Facility Management (FM)
Pandemic Planning
Personal Protective Equipment (PPE)
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Discover more about Rockefeller Capital ManagementWhat is Diane Mostello email address?
Email Diane Mostello at [email protected] and [email protected]. This email is the most updated Diane Mostello's email found in 2026.
How to contact Diane Mostello?
To contact Diane Mostello send an email to [email protected] or [email protected]. (updated on August 27, 2024)
What company does Diane Mostello work for?
Diane Mostello works for Rockefeller Capital Management
What is Diane Mostello's role at Rockefeller Capital Management?
Diane Mostello is Vice President, Compliance Analyst
What is Diane Mostello's Phone Number?
Diane Mostello's phone (212) ***-*866
What industry does Diane Mostello work in?
Diane Mostello works in the Financial Services industry.
Diane Mostello Email Addresses
Diane Mostello Phone Numbers
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