Devin Mcfarlain
Compliance Analyst at Kestra Financial | Austin, Texas, United States
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Compliance Analyst at Kestra Financial in March 2023 to Present
Small Business Retirement Specialist at Vanguard in November 2022 to March 2023
Senior Retirement Associate at Vanguard in December 2021 to November 2022
Account Manager at Unishippers in April 2021 to October 2021
Event Manager at Family Catering in January 2019 to April 2021
Server at Firebirds Wood Fired Grill in January 2018 to January 2019
Appointment Setter at Web.com in January 2017 to January 2018
Customer Service Executive at Morris-Jenkins Heating, Air Conditioning, & Plumbing in September 2017 to November 2017
Inside Sales at Red Ventures in June 2016 to March 2017
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University of North Carolina at Charlotte, Bachelor of Arts (BA), January 2015 to January 2020
Central Piedmont Community College, Associate of Arts (A.A.), January 2013 to January 2015
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Key Performance Indicators
Due Diligence
SAR
Legal Requirements
Order Fulfillment
Regulatory Filings
Regulatory Submissions
Federal & State Regulatory Compliance
Order Processing
Regulatory Compliance
Investigation
Financial Statements
Issue Management
Legal Compliance
U.S. Securities and Exchange Commission (SEC)
U.S. SEC Filings
General Securities Registered Representative
General Securities Principal
U.S. Office of Foreign Assets Control (OFAC)
Regulatory Requirements
Policies & Procedures
Chargebacks
Internal Compliance
Compliance Procedures
Supervisory Skills
Performance Improvement
Build Strong Relationships
Word Processing
Presentations
Facilitation
Computer Navigation
Relationship Building
Written Communication
Risk Management
Investment Advisor Compliance
Internal Audits
Auditing
Reading Comprehension
Investigative Research
External Communications
Hospitality Service
Financial Transactions
Financial Reporting
Financial Audits
Attention to Detail
Financial Analysis
Analytical Skills
Series 65
Financial Services
Series 24
Project Management
Sales Management
Sales Processes
Training
Business Development
Banking
Customer-focused Service
Customer Engagement
Customer Support
Customer Service Management
Finance
Interpersonal Skills
Customer Experience
Critical Thinking
Microsoft Dynamics CRM
Anti-Money Laundering
Money Movement
Small Business Retirement Knowledge
FINRA
Series 7
Series 63
SIE
Microsoft Office
Customer Service
Microsoft Excel
Leadership
Microsoft Word
Microsoft PowerPoint
Public Speaking
Data Analysis
Data Entry
Sales
Direct Sales
Speech Writing
Entrepreneurship
Telecommunications
Teamwork
Testing
Wireless Technologies
Community Outreach
Communication
Management
Social Media
Data Integration
Team Building
Problem Solving
Multitasking
Time Management
Research
Customer Relationship Management (CRM)
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Discover more about Kestra FinancialWhat is Devin Mcfarlain email address?
Email Devin Mcfarlain at [email protected] and [email protected]. This email is the most updated Devin Mcfarlain's email found in 2026.
What is Devin Mcfarlain phone number?
Devin Mcfarlain phone number is 2253624541.
How to contact Devin Mcfarlain?
To contact Devin Mcfarlain send an email to [email protected] or [email protected]. If you want to call Devin Mcfarlain try calling on 2253624541.
What company does Devin Mcfarlain work for?
Devin Mcfarlain works for Kestra Financial
What is Devin Mcfarlain's role at Kestra Financial?
Devin Mcfarlain is Compliance Analyst
Devin Mcfarlain Email Addresses
Devin Mcfarlain Phone Numbers
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