David Rafteseth
Regulatory Solutions at LPL Financial | Omaha Metropolitan Area
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Regulatory Solutions at LPL Financial in December 2022 to Present
Global Clearing and Custody at Alpaca in June 2022 to December 2022
Head of Broker Dealer, COO at Alpaca in February 2021 to December 2022
Executive Leader at Rafteseth Consulting in September 2020 to January 2021
Senior Vice President Operations at Axos® Clearing, A Subsidiary of Axos Financial™ in July 2019 to September 2020
Director Operations Control at TD Ameritrade in August 2010 to July 2019
Vice President at Penson Financial Services in January 2000 to August 2010
Manager at U.S. Bank in January 1997 to January 2000
Associate at Wells Fargo in January 1992 to January 1997
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Series 7
Series 63
Series 24
Broker-Dealer
Series 99
Mutual Funds
Options
FINRA
Trading
Securities
Equities
FX Options
Risk Management
Trading Systems
Financial Risk
Prime Brokerage
Financial Services
Clearing
Fixed Income
Investments
Middle Office
Capital Markets
Hedge Funds
Electronic Trading
Banking
Equity Trading
Financial Markets
Derivatives
Bloomberg
Alternative Investments
Back Office
Bonds
Settlement
Asset Management
Wealth Management
Corporate Actions
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Discover more about LPL FinancialWhat is David Rafteseth email address?
Email David Rafteseth at [email protected] and [email protected]. This email is the most updated David Rafteseth's email found in 2026.
How to contact David Rafteseth?
To contact David Rafteseth send an email to [email protected] or [email protected]. (updated on February 20, 2024)
What company does David Rafteseth work for?
David Rafteseth works for LPL Financial
What is David Rafteseth's role at LPL Financial?
David Rafteseth is Regulatory Solutions
What is David Rafteseth's Phone Number?
David Rafteseth's phone (**) *** *** 133
What industry does David Rafteseth work in?
David Rafteseth works in the Financial Services industry.
David Rafteseth Email Addresses
David Rafteseth Phone Numbers
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