David Serio

David A. Serio is a seasoned financial executive and licensed CPA, currently serving as an Audit, Risk Management, and Regulatory Compliance Consultant at Resources Global Professionals. With a robust background that spans line management, audit, risk management, and mergers and acquisitions, David has established himself as a pivotal figure in the Banking and Financial Services sector. His expertise is underscored by a proven track record of leading high-stakes projects, including his recent role as program manager for a $1B+ Virginia-based community bank. In this capacity, he successfully coordinated regulatory remediation efforts, ensuring the implementation of enhanced policies, procedures, and controls over financial reporting.

David's approach is characterized by a customer-focused mindset and a results-driven attitude, which he leverages to foster exceptional relationships with clients and stakeholders. His ability to communicate complex concepts effectively, especially at the Board level, has been instrumental in driving strategic initiatives and achieving compliance with regulatory standards. His skill set includes risk management, business process improvement, internal controls, and governance, making him a valuable asset to any organization seeking to navigate the complexities of financial regulation and operational efficiency.

In addition to his consulting role at Resources Global, David has collaborated with Strategic Risk Associates and Capital One, where he honed his skills in financial risk assessment and due diligence. His commitment to excellence and continuous improvement positions him as a leader in the field, dedicated to enhancing organizational resilience and ensuring robust compliance frameworks for his clients. As he continues to tackle new challenges in the industry, David remains focused on delivering innovative solutions that drive sustainable growth and operational integrity.