Darin Fried
Securities Compliance Examiner at U.S. Securities and Exchange Commission | Staten Island, New York, United States
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Securities Compliance Examiner at U.S. Securities and Exchange Commission in September 2023 to Present
Vice President Supervision Manager at First Republic Private Wealth Management in April 2022 to September 2023
Director IPS Monitoring at First Republic Private Wealth Management in October 2019 to September 2023
Associate Director Compliance at First Republic Private Wealth Management in January 2016 to October 2019
VP Legal and Compliance at Morgan Stanley Investment Management in October 2014 to January 2016
AVP Compliance Monitoring & Testing at Barclays in July 2013 to September 2014
RIA Registered Principal Supervisor at The Guardian Life Insurance Company of America/ Park Ave. Sec. in May 2007 to July 2013
Trading Manager at E*TRADE Financial in March 2006 to September 2006
Trading / Customer Service Manager, AVP at TD Waterhouse in October 2000 to March 2006
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Saint Peter's University, MS, January 2008 to January 2010
City University of New York-College of Staten Island, BS, January 1998 to January 2001
City University of New York-College of Staten Island, A.S., January 1995 to January 1998
American University of Rome, International Business/ Economics, January 1996
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Compliance
AML
Series 7
Accounting
Securities
Series 63
Series 24
Options
KYC
Word
Customer Service
Team Building
PowerPoint
Due Diligence
Trading
Microsoft Office
Problem Solving
Excel
Investments
Equities
Customer Relations
FINRA
Mutual Funds
Risk Management
Wealth Management
Financial Risk
Fixed Income
Leadership
Insurance
Investment Advisory
Portfolio Management
Anti Money Laundering
Financial Services
Management
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Discover more about U.S. Securities and Exchange CommissionWhat is Darin Fried email address?
Email Darin Fried at [email protected] and [email protected]. This email is the most updated Darin Fried's email found in 2026.
What is Darin Fried phone number?
Darin Fried phone number is 6462468231.
How to contact Darin Fried?
To contact Darin Fried send an email to [email protected] or [email protected]. If you want to call Darin Fried try calling on 6462468231.
What company does Darin Fried work for?
Darin Fried works for U.S. Securities and Exchange Commission
What is Darin Fried's role at U.S. Securities and Exchange Commission?
Darin Fried is Securities Compliance Examiner
Darin Fried Email Addresses
Darin Fried Phone Numbers
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