Daniel Claps
OSJ. Branch Office Manager at B. Riley Wealth Management | Jersey City, New Jersey, United States
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Daniel A. Claps serves as the Branch Office Manager and OSJ (Office of Supervisory Jurisdiction) at B. Riley Wealth Management, where he leverages his extensive expertise in securities brokerage and wealth management to guide both clients and advisors toward achieving their financial goals. With a robust portfolio of licenses—including Series 3, 4, 6, 7, 9, 10, 24, 31, 63, 65, and 99—Daniel is well-equipped to navigate the complexities of financial markets and regulatory environments. His proficiency in trading, asset allocation, and portfolio management allows him to craft tailored investment strategies that align with clients' unique risk tolerances and financial aspirations.
At B. Riley Wealth Management, Daniel is instrumental in overseeing key projects that enhance the firm's operational efficiency and client service delivery. His leadership in compliance and regulatory oversight ensures that the branch adheres to FINRA guidelines while fostering a culture of transparency and integrity. Daniel’s commitment to ongoing education and professional development is reflected in his Life and Health Insurance License, enabling him to provide comprehensive financial solutions that encompass both investment and insurance products.
In addition to his managerial responsibilities, Daniel actively engages in mentoring junior advisors, sharing his insights on fixed income investments, options trading, and the intricacies of variable insurance products. His dedication to client education and empowerment underscores his belief that informed clients are better positioned to make sound financial decisions. As a trusted resource in the wealth management industry, Daniel A. Claps continues to make a significant impact at B. Riley Wealth Management, driving success for both the firm and its clients.
OSJ. Branch Office Manager at B. Riley Wealth Management in July 2022 to Present
OSJ Principal /SR. Investmet Advisor at Arete Wealth at Self-employed in November 2024 to Present
OSJ Principal at National Securities in April 2008 to July 2022
Branch Office Manager at OPN Capital Markets/National Securities in January 2008 to July 2022
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Securities
Wealth Management
Series 7
Series 63
Trading
Asset Allocation
Investment Advisory
Retirement Planning
Series 24
Options
Mutual Funds
Equities
Life Insurance
FINRA
Health and Life Insurance
Investments
Asset Management
Fixed Income
Strategic Financial Planning
Portfolio Management
Alternative Investments
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Discover more about B. Riley Wealth ManagementWhat is Daniel A Claps email address?
Email Daniel A Claps at [email protected]. This email is the most updated Daniel A Claps's email found in 2026.
How to contact Daniel A Claps?
To contact Daniel A Claps send an email to [email protected]. (updated on August 26, 2024)
What company does Daniel Claps work for?
Daniel Claps works for B. Riley Wealth Management
What is Daniel Claps's role at B. Riley Wealth Management?
Daniel Claps is OSJ. Branch Office Manager
What is Daniel Claps's Phone Number?
Daniel Claps's phone (201) ***-*538
What industry does Daniel Claps work in?
Daniel Claps works in the Financial Services industry.
Daniel Claps Email Addresses
Daniel Claps Phone Numbers
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