Cosmo Gould
President/Chief Compliance Officer at GRP Financial | San Francisco Bay Area
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Cosmo Gould serves as the President and Chief Compliance Officer at Global Retirement Partners (GRP Financial), where he leverages over a decade of extensive experience in the financial services sector. His multifaceted expertise spans compliance, investment banking, brokerage operations, options trading, and retirement plan management, particularly within the ERISA framework. In his current role, Cosmo is pivotal in ensuring that GRP Financial adheres to stringent regulatory standards while also driving innovation in the retirement plan industry.
Under his leadership, GRP Financial has launched several key initiatives aimed at enhancing the educational resources available to retirement advisors and plan participants. By fostering a culture of compliance and proactive risk management, Cosmo is dedicated to empowering advisors with the tools they need to navigate complex regulatory landscapes and make informed decisions that benefit their clients. His strong communication skills facilitate effective collaboration among brokers, staff, and management teams, ensuring that compliance protocols are understood and implemented across the organization.
Cosmo's qualifications are underscored by his successful completion of multiple FINRA exams, including Series 7, 9, 10, 24, 63, and 66, which equip him with a comprehensive understanding of investment advisor compliance and regulatory requirements. His strategic vision and commitment to excellence position him as a key figure in GRP Financial’s mission to advance the retirement plan industry, ultimately helping clients secure their financial futures through informed investment choices and robust compliance practices.
President/Chief Compliance Officer at GRP Financial in September 2014 to Present
Chief Compliance Officer at Financial Telesis Inc in June 2012 to December 2014
Compliance Manager at Charles Schwab in June 2011 to June 2012
Senior Examiner at Financial Industry Regulatory Authority (FINRA) in April 2008 to June 2011
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Management
Customer Service
Project Management
Investments
Leadership
Microsoft Office
Financial Services
Risk Management
Budgets
Securities Regulation
FINRA
Series7
Series 65
Series 24
Broker-Dealer
Regulatory Examinations
Broker-Dealer Compliance
Investment Advisor Compliance
SEC
DOL
AML
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Discover more about GRP FinancialWhat is Cosmo Gould email address?
Email Cosmo Gould at [email protected] and [email protected]. This email is the most updated Cosmo Gould's email found in 2026.
What is Cosmo Gould phone number?
Cosmo Gould phone number is 7073213725.
How to contact Cosmo Gould?
To contact Cosmo Gould send an email to [email protected] or [email protected]. If you want to call Cosmo Gould try calling on 7073213725. (updated on January 06, 2025)
What company does Cosmo Gould work for?
Cosmo Gould works for GRP Financial
What is Cosmo Gould's role at GRP Financial?
Cosmo Gould is President/Chief Compliance Officer
What industry does Cosmo Gould work in?
Cosmo Gould works in the Financial Services industry.
Cosmo Gould Email Addresses
Cosmo Gould Phone Numbers
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