Carlotta Mcclain
Lead Control Officer at Wells Fargo | Charlotte, North Carolina, United States
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Carlotta McClain currently serves as the Lead Control Officer at Wells Fargo, where she plays a pivotal role in strengthening the bank’s risk management framework within the Consumer Lending lines of business. Leveraging over a decade of expertise in risk assessment, control governance, and financial analysis, Carlotta is instrumental in executing the Enterprise Risk Acceptance program. Her responsibilities include providing strategic guidance on risk materiality, control deficiencies, and the overall risk appetite, ensuring that the organization maintains a robust control environment aligned with regulatory standards and internal policies.
In her role, Carlotta leads the implementation of the SHRP Risk Acceptance solution, overseeing risk identification, assessment, and workflow management to mitigate potential exposures effectively. Her deep understanding of banking operations, securities, mutual funds, and asset management allows her to collaborate seamlessly across various teams, fostering a culture of proactive risk mitigation and compliance. Her expertise in financial analysis and investments, complemented by her Series 7 certification, enhances her ability to evaluate complex financial products and their associated risks.
Carlotta’s leadership development skills and strong communication abilities enable her to influence cross-functional stakeholders and drive continuous improvement initiatives. She excels in ad hoc reporting and data-driven decision-making, ensuring transparency and accountability in risk management processes. Her strategic approach and collaborative mindset make her a valuable asset in supporting Wells Fargo’s mission to deliver secure, compliant, and customer-centric financial services.
Lead Control Officer at Wells Fargo in January 2020 to Present
Operational Risk Consultant at Wells Fargo in January 2018 to January 2020
Operational Risk Consultant at Wells Fargo in December 2013 to January 2018
Operations Manager, AVP at Wells Fargo in July 2012 to December 2013
Team Lead/Securities Operations Service Specialist 4 at Wells Fargo in October 2007 to July 2012
Individual Consulant at TIAA-CREF in February 2004 to October 2007
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University of North Carolina at Charlotte - Belk College of Business, Bachelor of Science in Business Administration, August 2026
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Mitigation Strategies
Regulatory Requirements
Operations Management
Change Management
401(k) Rollovers
Operational Risk Management
Team Leadership
Call Center Development
Regulatory Risk
Leadership Development
Risk Assessment
Ad Hoc Reporting
Mutual Funds
Series 6
Securities
401k
Banking
Risk Management
Credit
Financial Analysis
Management
Investments
Wealth Management
Hedge Funds
Equities
Financial Services
Portfolio Management
Asset Management
Series 7
Leadership
Finance
Analytical Skills
Communication
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Discover more about Wells FargoWhat is Carlotta Mcclain email address?
Email Carlotta Mcclain at [email protected] and [email protected]. This email is the most updated Carlotta Mcclain's email found in 2026.
How to contact Carlotta Mcclain?
To contact Carlotta Mcclain send an email to [email protected] or [email protected]. (updated on May 04, 2025)
What company does Carlotta Mcclain work for?
Carlotta Mcclain works for Wells Fargo
What is Carlotta Mcclain's role at Wells Fargo?
Carlotta Mcclain is Lead Control Officer
What is Carlotta Mcclain's Phone Number?
Carlotta Mcclain's phone (704) ***-*151
What industry does Carlotta Mcclain work in?
Carlotta Mcclain works in the Banking industry.
Carlotta Mcclain Email Addresses
Carlotta Mcclain Phone Numbers
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