Carl Stemm

Carl Stemm currently serves as a Risk, Controls, and Compliance Consultant at Through Agencies, where he leverages his extensive expertise to help organizations strengthen their internal control environments and ensure regulatory adherence. Since rejoining as a contractor in 2020, Carl has found this role to be particularly fulfilling, primarily because it allows him to focus intently on delivering tangible value to clients without the distractions of organizational politics. His approach emphasizes clear, results-driven solutions that align with clients’ strategic objectives, especially in areas such as risk management, internal controls, and compliance frameworks.

At Through Agencies, Carl has been instrumental in leading major consulting projects across diverse industries. For example, he successfully completed testing of 90 SOX controls for a Dental and Veterinarian Supply Company, ensuring compliance with Sarbanes-Oxley Act requirements and supporting accurate financial reporting. His meticulous review of SOC1 reports further enhanced the client’s control environment and audit readiness. Additionally, Carl collaborated with a Waste Management and Hazardous Material Cleanup Organization, engaging with various business lines to document current state processes, identify control gaps, and recommend improvements to mitigate operational and compliance risks.

With core skills in risk assessment, internal controls, auditing, and financial reporting, Carl’s expertise enables organizations to optimize their control frameworks, manage risks effectively, and maintain regulatory compliance. His pragmatic, client-focused approach ensures that each project delivers measurable value, reinforcing his reputation as a trusted advisor in risk and controls consulting.