Alexander Buffaloe
KYC/EDD Analyst at Morgan Stanley c/o Promontory | New York City Metropolitan Area
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Alexander Buffaloe is a highly dedicated CAMS Certified professional currently serving as a KYC/EDD Analyst at Morgan Stanley, through Promontory. In this pivotal role, he plays a crucial part in safeguarding the integrity of financial services by conducting comprehensive Know Your Customer (KYC) and Enhanced Due Diligence (EDD) compliance reviews. His expertise extends across various sectors, including banks, securities firms, commodities firms, non-bank financial institutions (NBFIs), investment advisors, and hedge funds, ensuring that all client interactions adhere to stringent regulatory guidelines.
Alexander's commitment to upholding laws and procedures is evident in his meticulous approach to transactional analysis and procedural work. He leverages his extensive knowledge of industry regulations to identify potential risks and mitigate fraudulent activities, thereby enhancing the overall compliance framework of Morgan Stanley. His solid communication skills, both oral and written, enable him to effectively articulate complex compliance issues and collaborate with cross-functional teams to implement best practices.
In addition to his core responsibilities, Alexander is actively involved in key projects aimed at refining KYC processes and improving the efficiency of due diligence operations. His proficiency in utilizing tools such as LexisNexis and the Microsoft Office Suite allows him to conduct in-depth research and generate insightful reports that inform decision-making. With a strong foundation in financial regulations and a passion for asset management, Alexander Buffaloe is not only a valuable asset to Morgan Stanley but also a proactive contributor to the broader financial industry's efforts to combat fraud and enhance compliance standards.
KYC/EDD Analyst at Morgan Stanley c/o Promontory in September 2023 to Present
Foreign Correspondent Banking Anti-Money Laundering Investigator at Standard Chartered Bank, Newark, NJ c/o PWC in January 2021 to May 2022
Anti-Money Laundering Investigator/KYC Analyst at Bank of China, NYC c/o PWC in July 2020 to October 2020
Anti-Money Laundering Investigator at Habib Bank c/o Global Employment Solutions in March 2019 to February 2020
Anti-Money Laundering Investigator at Centennial Bank c/o Hamlyn Williams in December 2018 to February 2019
Anti Money Laundering Investigator at Shinhan Bank America in June 2018 to September 2018
Correspondent Banking Anti Money Laundering Investigator at Deutsch Bank in July 2017 to February 2018
Quality Control Foreign Correspondent Banking AML Investigator at Standard Chartered Bank c/o Alacer Group in November 2016 to June 2017
Foreign Correspondent Banking Anti Money Laundering Investigator at Standard Chartered Bank c/o Alacer Group in November 2016 to May 2017
Anti Money Laundering Analyst at Capital One Bank c/o DHG in April 2016 to June 2016
Anti Money Laundering Analyst at Burke and Herbert Bank in August 2015 to April 2016
anti money laundering analyst at AML in January 2016 to January 2016
Foreign Correspondent Banking Anti Money Laundering Analyst at Green Key Consultants to Societe Generale Bank in April 2014 to April 2015
AML Alert Analyst (Consultant) – AML Operations – Negative Media/PSAR at JPMorgan Chase in November 2013 to March 2014
AML Regulatory Compliance Reviewer at Aerotek, Inc. Consultant to Bank of America in September 2010 to December 2013
Managing Director at High Tide LLC & Zone Investments in January 1995 to January 2013
Law Clerk for General Counsel at Broad National Bank in January 1995 to January 1996
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Seton Hall University School of Law, August 1994 to August 1995
Virginia State University, Bachelor of Science (BS), August 1985 to August 1989
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Investments
Investment Properties
Real Estate Economics
Investors
Real Estate
Real Estate Transactions
Asset Management
Due Diligence
Real Estate Development
Short Sales
Residential Homes
Foreclosures
Mortgage Lending
Venture Capital
Microsoft Office Suite (Excel, Word, PowerPoint)
SharePoint
Outlook
SQKL
LexisNexis
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What is Alexander Buffaloe email address?
Email Alexander Buffaloe at [email protected]. This email is the most updated Alexander Buffaloe's email found in 2026.
How to contact Alexander Buffaloe?
To contact Alexander Buffaloe send an email to [email protected]. (updated on August 26, 2024)
What company does Alexander Buffaloe work for?
Alexander Buffaloe works for Morgan Stanley c/o Promontory
What is Alexander Buffaloe's role at Morgan Stanley c/o Promontory?
Alexander Buffaloe is KYC/EDD Analyst
What is Alexander Buffaloe's Phone Number?
Alexander Buffaloe's phone (212) ***-*267
What industry does Alexander Buffaloe work in?
Alexander Buffaloe works in the Banking industry.
Alexander Buffaloe Email Addresses
Alexander Buffaloe Phone Numbers
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