Walter Root
Senior Compliance Consultant at Confluence | New York, New York, United States
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Senior Compliance Consultant at Confluence in November 2023 to Present
Senior Principal Consultant at ACA Group in September 2021 to September 2023
Director, Compliance Consulting at Duff & Phelps in March 2019 to March 2021
Compliance Director at Nautilvs Consulting LLC in January 2015 to February 2019
Chief Compliance Officer at Standard Life Investments in January 2013 to January 2015
Senior Compliance Officer at Old Mutual Asset Management in January 2010 to January 2013
Chief Compliance Officer at Skandia Investment Group in January 2009 to January 2010
VP Compliance Manager Alternative Investments, CCO US Trust Securities at Bank of America in January 2000 to January 2009
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Regulatory Compliance
Compliance Testing
Securities
Due Diligence
FINRA
Finance
Alternative Investments
Financial Services
Hedge Funds
Equities
Investments
Banking
Asset Management
SEC
Mutual Funds
Broker-Dealer
Risk Management
Asset Allocation
AML
Anti Money Laundering
Trading
Financial Regulation
Product Development
Securities Regulation
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Discover more about ConfluenceWhat is Walter Root email address?
Email Walter Root at [email protected] and [email protected]. This email is the most updated Walter Root's email found in 2026.
How to contact Walter Root?
To contact Walter Root send an email to [email protected] or [email protected].
What company does Walter Root work for?
Walter Root works for Confluence
What is Walter Root's role at Confluence?
Walter Root is Senior Compliance Consultant
What is Walter Root's Phone Number?
Walter Root's phone (212) ***-*123
What industry does Walter Root work in?
Walter Root works in the Financial Services industry.
Walter Root Email Addresses
Walter Root Phone Numbers
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