Tonya Carrien
AVP, Compliance at Equity Services, Inc. | Dallas-Fort Worth Metroplex
Engage
candidates 10x faster
Enjoy unlimited access and discover candidates outside of LinkedIn
Trusted by 1.4M users from 76% of Fortune 500 companies
The most accurate data ever
CCPA Compliant
GDPR Compliant
150M
Personal Emails
200M
Work Emails
100M
Direct Dials
250M
Professional Profiles
40M
Company Profiles
Find anyone, anywhere
with ContactOut
today
Making remote or global hires?
Connecting
with key decision-makers? We can help.
- 40 emails / month
- 3 phone numbers / month
- Works on standard LinkedIn only
-
Work emails, personal emails,
mobile numbers
No credit card required
Tonya Carrien serves as the Director of Compliance at Equity Services, Inc., where she leverages over 15 years of experience in the Home Office Broker/Dealer sector to enhance compliance protocols and drive operational efficiencies. Starting her career as an administrative assistant, Tonya’s journey through the industry has equipped her with a comprehensive understanding of regulatory frameworks and compliance requirements. Her passion for problem-solving, akin to piecing together a complex puzzle, fuels her commitment to using data analytics to identify potential compliance issues and streamline processes.
In her current role, Tonya is responsible for conducting thorough branch examinations and performing detailed analyses of firm data. She focuses on enhancing firm reporting across various dimensions, ensuring that data is not only accurate but also accessible and actionable for both Home Office and field personnel. By simplifying complex data sets, she empowers stakeholders to make informed decisions that align with regulatory standards and business objectives.
Tonya’s expertise in Anti-Money Laundering (AML) practices and her Series 24 license enable her to conduct comprehensive risk assessments and investigations into potential compliance breaches. Her proactive approach to compliance not only mitigates risks but also fosters a culture of transparency and accountability within the organization. As she continues to lead key projects aimed at improving compliance processes, Tonya remains dedicated to her mission of creating a robust compliance framework that supports the integrity and success of Equity Services, Inc.
AVP, Compliance at Equity Services, Inc. in February 2025 to Present
Director of Compliance at Equity Services, Inc. in March 2022 to February 2025
Compliance Advisor at Equity Services, Inc. in November 2019 to March 2022
Director of Operations at Equity Services, Inc. in September 2017 to November 2019
Associate Director, Operations at Equity Services, Inc. in November 2010 to September 2017
Securities Operations Rep at Equity Services, Inc. in February 2009 to November 2010
See more
See less
Critical Thinking
Attention to Detail
Data Analysis
Business Process Improvement
Anti-Money Laundering
Series 24
See more
See less
Discover more about Equity Services, Inc.What is Tonya Carrien email address?
Email Tonya Carrien at [email protected]. This email is the most updated Tonya Carrien email found in 2026.
How to contact Tonya Carrien?
To contact Tonya Carrien send an email to [email protected]. (updated on November 04, 2024)
What company does Tonya Carrien work for?
Tonya Carrien works for Equity Services, Inc.
What is Tonya Carrien's role at Equity Services, Inc.?
Tonya Carrien is AVP, Compliance
What is Tonya Carrien's Phone Number?
Tonya Carrien's phone +44 ** **** *185
What industry does Tonya Carrien work in?
Tonya Carrien works in the Financial Services industry.
Tonya Carrien Email Addresses
Tonya Carrien Phone Numbers
looking for?
Find personal and work emails for over 250M professionals.
People like Tonya Carrien
Director of Marketing at NeuraFlash
Manager, Live Events & Experiences at Entercom Radio
Associate Director of Alumni Communications and Events at University of West Florida
Actress at Casting Networks, LLC
Vice President at Liberty Title Services, LLC
Founder at KidsAreAlright.org
Market Development Manager at good2grow™
Freelance Designer at KB Design
Executive Director & Co-Founder at Illinois Contraceptive Access Now (ICAN!)
Senior Design Manager at AT&T
Founder at KMG Coaching & Consulting, LLC
Project Manager, Salesforce Admin at Care Coordination Institute
Senior Project Manager at InComm
Head of Results Delivery Office at Equitable
Vice President at Bank of America
Need and want a position in addiction counseling or just working in an addiction treatment facility at Unemployed
Lead Preschool Teacher at New River Christian Academy
Chief Credit Officer of WDIP at Walker & Dunlop
Show more
Show less