Tony Smith

Q: What is Tony Smith email address?

Email Tony Smith at tonysmithas615@gmail.com and tsmith@harbourinv.com. This email is the most updated Tony Smith email found in 2026.

Q: How to contact Tony Smith?

To contact Tony Smith send an email to tonysmithas615@gmail.com or tsmith@harbourinv.com. If you want to call Tony Smith try calling on +16085163764 and +13368989543.

Transaction Compliance Principal at Harbour Investments | Greater Madison Area

About Tony Smith

Tony Smith serves as the Transaction Compliance Principal at Harbour Investments, where he plays a pivotal role in ensuring the integrity and compliance of brokerage services. With a robust background in the financial services industry, Tony holds multiple securities licenses, including Series 7, 63, 65, and 24, as well as a CAMS certification, underscoring his commitment to maintaining the highest standards of regulatory compliance. His expertise extends to life, accident, and health insurance, further enhancing his comprehensive understanding of financial products.

In his current role, Tony supervises and supports a team of Financial Representatives, guiding them through the complexities of brokerage business involving equities, mutual funds, bonds, and options trading. His hands-on approach not only fosters a culture of compliance but also empowers his team to deliver exceptional customer service. Tony is particularly skilled in portfolio management and retirement planning, helping clients navigate their investment journeys with confidence.

Key projects under Tony's leadership include the implementation of enhanced compliance protocols that streamline trading processes while mitigating risks associated with securities transactions. His strategic oversight ensures that Harbour Investments remains at the forefront of industry standards, leveraging Pershing as the clearing agent to optimize brokerage operations. With a strong focus on sales and trading, Tony is dedicated to driving growth and fostering long-term relationships with clients, making him an invaluable asset to the Harbour Investments team.

Tony Smith Work

Transaction Compliance Principal at Harbour Investments in September 2004 to Present

Management Assistant at Enterprise Rent-A-Car in January 2002 to January 2004

Financial Advisor at H&R Block Financial Advisors in January 2000 to January 2002

Tony Smith Skills

Investments

Mutual Funds

Portfolio Management

Frequently Asked Questions about Tony Smith

What is Tony Smith email address?

Email Tony Smith at [email protected] and [email protected]. This email is the most updated Tony Smith email found in 2026.

What is Tony Smith phone number?

Tony Smith phone number is +16085163764 and +13368989543.

How to contact Tony Smith?

To contact Tony Smith send an email to [email protected] or [email protected]. If you want to call Tony Smith try calling on +16085163764 and +13368989543.