Tom Murray
Director - Compliance at Sun Life Financial | Wellesley Hills, Massachusetts, United States
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Tom Murray currently serves as the Director of Compliance at SLC Management, where he leverages his extensive expertise in individual life insurance compliance to ensure that the organization adheres to regulatory standards and best practices. With multiple licenses, including Series 24, 27, 7, and 63, Tom brings a wealth of knowledge in navigating the complex landscape of insurance and securities compliance. His role is pivotal in overseeing compliance frameworks that govern a range of financial products, including mutual funds, fixed annuities, and retirement planning solutions.
At SLC Management, Tom is actively involved in key projects aimed at enhancing compliance protocols and mitigating risks associated with anti-money laundering (AML) regulations. His strategic approach not only safeguards the organization against potential compliance breaches but also fosters a culture of ethical conduct and transparency. Tom’s deep understanding of the intricacies of investments and insurance products allows him to provide valuable insights that drive informed decision-making across the organization.
In addition to his compliance responsibilities, Tom is dedicated to educating and training staff on regulatory requirements and best practices, ensuring that the entire team is well-versed in compliance matters. His commitment to continuous improvement and adherence to industry standards positions SLC Management as a leader in the financial services sector, reinforcing trust and confidence among clients and stakeholders alike. With a robust background in compliance and a passion for the insurance industry, Tom Murray is an invaluable asset to SLC Management, driving excellence in compliance and risk management initiatives.
Director - Compliance at Sun Life Financial in July 2008 to Present
Director - Compliance at SLC Management in June 2019 to Present
VP - Compliance at IFMG in January 2006 to January 2008
Corporate Vice President at New York Life in July 1992 to July 2006
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Insurance
Compliance
Securities
FINRA
Mutual Funds
Series 7
Fixed Annuities
Life Insurance
Series 6
Series 63
Financial Services
Retirement
Asset Management
Risk Management
Investments
Investment Advisory
Retirement Planning
Wealth Management
Alternative Investments
AML
Hedge Funds
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Discover more about Sun Life FinancialWhat is Tom Murray email address?
Email Tom Murray at [email protected]. This email is the most updated Tom Murray email found in 2026.
What is Tom Murray phone number?
Tom Murray phone number is +12034458183.
How to contact Tom Murray?
To contact Tom Murray send an email to [email protected]. If you want to call Tom Murray try calling on +12034458183. (updated on September 13, 2024)
What company does Tom Murray work for?
Tom Murray works for Sun Life Financial
What is Tom Murray's role at Sun Life Financial?
Tom Murray is Director - Compliance
What industry does Tom Murray work in?
Tom Murray works in the Financial Services industry.
Tom Murray Email Addresses
Tom Murray Phone Numbers
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