Tara Davis Email & Phone Number

Tara Davis

Sr Manager - Complaince Officer at TIAA | Dallas-Fort Worth Metroplex

Tara Davis Socials
About Tara Davis

Tara Davis is a seasoned professional in the financial services industry, currently serving as a Regional Supervisory Principal at TIAA. With over 15 years of experience, Tara has honed her expertise in regulatory oversight, ensuring that branch personnel and processes adhere to stringent company policies, compliance guidelines, and industry regulations. Her role is pivotal in maintaining the integrity of financial operations, as she conducts regular virtual and onsite audits to drive satisfactory compliance outcomes.

Tara's commitment to continuous education is evident in her proactive approach to monitoring registration, licensing, and ongoing training for registered representatives. By fostering a culture of compliance and accountability, she empowers her team to excel while navigating the complexities of the financial landscape. Her leadership capabilities were further enhanced through an 18-month leadership cohort, where she developed vital skills in strategic financial planning, relationship management, and financial analysis.

In addition to her regulatory responsibilities, Tara is adept at leveraging her extensive knowledge of fixed income products and platforms such as Pershing and E-money, which positions her as a valuable resource for her team and clients alike. Her proficiency in various FINRA licenses, including Series 7, 63, 66, 24, 52, and 53, underscores her comprehensive understanding of the financial services sector. Tara's initiative-driven mindset and results-oriented approach make her a key asset to TIAA, as she continues to lead her team toward achieving compliance excellence and fostering client trust in a rapidly evolving industry.

Tara Davis Work
1 experience icon

Sr Manager - Complaince Officer at TIAA in July 2019 to Present

2 experience icon

Supervision & Surveillance Principal at First Command Financial Services, Inc. in November 2013 to July 2019

3 experience icon

Client Services Manager at Julie Rosenthal Wealth Management in November 2010 to November 2013

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Tara Davis Skills

Series 7

Series 24

Series 63

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About Tara Davis's Current Company
Frequently Asked Questions about Tara Davis

What is Tara Davis email address?

Email Tara Davis at [email protected]. This email is the most updated Tara Davis email found in 2026.

What is Tara Davis phone number?

Tara Davis phone number is +12146268121.

How to contact Tara Davis?

To contact Tara Davis send an email to [email protected]. If you want to call Tara Davis try calling on +12146268121. (updated on October 30, 2024)

What company does Tara Davis work for?

Tara Davis works for TIAA

What is Tara Davis's role at TIAA?

Tara Davis is Sr Manager - Complaince Officer

What industry does Tara Davis work in?

Tara Davis works in the Financial Services industry.

Tara Davis Email Addresses

Email Tara Davis at [email protected]. This email is the most updated Tara Davis email found in 2026.

Tara Davis Phone Numbers

Tara Davis phone number is +12146268121.
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