Steve Kach
Compliance Director at Lincoln Investment | Greater Philadelphia
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Steve Kach is a seasoned Compliance Director at Lincoln Investment, where he leverages over 20 years of expertise in sales practice, financial, and operational securities regulation to enhance the firm’s compliance framework. In his current role, Steve is instrumental in the design and testing of policies and procedures that not only meet regulatory standards but also align with the firm’s strategic objectives. His comprehensive understanding of the securities market, coupled with a strong foundation in risk management, allows him to conduct thorough risk-based data analyses that identify potential vulnerabilities and ensure robust compliance measures are in place.
At Lincoln Investment, Steve leads key projects aimed at strengthening the firm’s Anti-Money Laundering (AML) protocols and enhancing the Customer Identification Program (CIP). His commitment to team building and leadership fosters a culture of compliance awareness and accountability among staff, ensuring that all employees are well-versed in regulatory requirements and best practices. Steve’s proficiency in financial analysis and budget monitoring further supports the firm’s operational integrity, enabling informed decision-making that mitigates risk while promoting growth.
Beyond his regulatory focus, Steve’s passion for compliance extends to training and mentoring, where he cultivates the next generation of compliance professionals. His adept use of tools like Excel PivotTables enhances data management and reporting capabilities, allowing for more efficient monitoring of compliance activities. With a deep-seated commitment to ethical practices and a proactive approach to compliance, Steve Kach continues to be a pivotal figure in navigating the complexities of the financial services industry at Lincoln Investment.
Compliance Director at Lincoln Investment in May 2016 to Present
Compliance Director and AML Compliance Officer at Lincoln Investment in October 2017 to Present
Examination Manager at Financial Industry Regulatory Authority (FINRA) in January 2005 to May 2016
Examiner at Financial Industry Regulatory Authority (FINRA) in April 1996 to December 2004
Financial Advisor Assistant at Prudential Securities in May 1995 to August 1995
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Securities
Securities Regulation
FINRA
Anti Money Laundering
Investments
Financial Analysis
Financial Services
Equities
Data Analysis
Financial Accounting
Due Diligence
Budgets
Finance
Risk Management
Mutual Funds
AML
Fixed Income
Risk Assessment
Capital Markets
Series 63
Budget Management
Budget Monitoring
Budget Process
Financial Modeling
Microsoft Excel
Microsoft Office
Management
Team Building
Team Leadership
Data Manipulation
Securities Market
Financial Regulation
Compliance
General Securities Registered Representative
SEC
Series 24
Securities Fraud
Series 7
Fraud Detection
Exchange traded funds
Investment Advisory
Leadership
Customer Identification Program
Suspicious Activity Reporting
Excel Dashboards
Excel PivotTables
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Discover more about Lincoln InvestmentWhat is Steve Kach email address?
Email Steve Kach at [email protected]. This email is the most updated Steve Kach email found in 2026.
What is Steve Kach phone number?
Steve Kach phone number is +12155306284 and +15164554874.
How to contact Steve Kach?
To contact Steve Kach send an email to [email protected]. If you want to call Steve Kach try calling on +12155306284 and +15164554874.
What is Steve Kach net worth?
Steve Kach has an estimated net worth of $750,000 to $999,999
What company does Steve Kach work for?
Steve Kach works for Lincoln Investment
What is Steve Kach's role at Lincoln Investment?
Steve Kach is Compliance Director
What industry does Steve Kach work in?
Steve Kach works in the Financial Services industry.
Steve Kach Email Addresses
Steve Kach Phone Numbers
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