Steve Appelson
Executive Director - Compliance at JPMorgan Chase | Fairfield, Connecticut, United States
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Steve Appelson serves as an Executive Director in the Compliance division at JPMorgan Chase, where he plays a pivotal role in ensuring that the firm adheres to regulatory standards across its technology and operations sectors. With a robust background in finance and risk management, Steve specializes in regulatory reporting, leveraging his expertise to navigate the complexities of compliance in an ever-evolving financial landscape. His proficiency in tools such as the MS Office Suite, particularly Excel and Access, enhances his ability to analyze data and generate comprehensive reports that meet stringent regulatory requirements.
At JPMorgan Chase, Steve is currently spearheading key projects that focus on enhancing the firm's compliance framework, particularly in the areas of equities, equity derivatives, and commodities. His deep understanding of operational risk management allows him to identify potential compliance gaps and implement effective strategies to mitigate them. Additionally, Steve’s experience with Broadridge and Business Objects equips him with the technical acumen necessary to streamline reporting processes and improve operational efficiencies.
Steve is also committed to fostering a culture of compliance within the organization, conducting training sessions that empower team members with the knowledge and skills needed to navigate regulatory challenges. His leadership in managing futures and exchange-traded derivatives further underscores his comprehensive grasp of the financial markets. As a thought leader in compliance, Steve Appelson continues to contribute significantly to JPMorgan Chase’s mission of maintaining the highest standards of integrity and transparency in its operations.
Executive Director - Compliance at JPMorgan Chase in April 2013 to Present
Director - Equity Derivatives Compliance at UBS Investment Bank in June 2010 to April 2013
Head of Compliance at Capstone Global Markets, LLC in September 2009 to June 2010
Director - Equity Derivatives Compliance at UBS Investment Bank in March 2006 to September 2009
Director - American Head of Control Exchange Traded Derivatives at UBS Investment Bank in August 2000 to March 2006
Vice President - North America Operations at Deutsche Bank in June 1994 to July 2000
Director - Commodity Operations and Compliance at Hornblower Fischer & Co. in June 1990 to June 1994
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Equities
Equity Derivatives
Options
Commodity
Risk Management
Finance
Operational Risk
Market Making
Management
Managed Futures
Exchange Traded Derivatives
Training
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Discover more about JPMorgan ChaseWhat is Steve Appelson email address?
Email Steve Appelson at [email protected] and [email protected]. This email is the most updated Steve Appelson email found in 2026.
What is Steve Appelson phone number?
Steve Appelson phone number is +12054636804 and +12033665440.
How to contact Steve Appelson?
To contact Steve Appelson send an email to [email protected] or [email protected]. If you want to call Steve Appelson try calling on +12054636804 and +12033665440. (updated on November 05, 2024)
What is Steve Appelson net worth?
Steve Appelson has an estimated net worth of $750,000 to $999,999
What company does Steve Appelson work for?
Steve Appelson works for JPMorgan Chase
What is Steve Appelson's role at JPMorgan Chase?
Steve Appelson is Executive Director - Compliance
What industry does Steve Appelson work in?
Steve Appelson works in the Financial Services industry.
Steve Appelson Email Addresses
Steve Appelson Phone Numbers
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