Stephane Rollet
U.S. Technology Regulatory Governance at RBC | United States
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Stephane Rollet is a seasoned professional in the realm of Investment Banking and Capital Markets, currently serving as a Network Member at GLG, where he leverages his extensive expertise to assist clients in navigating complex operational, technology, risk, and data challenges. With a robust background in leading technology and business management teams, Stephane has been instrumental in driving large-scale cross-functional transformation initiatives that enhance business development, operational efficiency, and regulatory compliance. His experience encompasses a wide array of environments, including banks, broker-dealers, and futures commission merchants (FCMs), which equips him with a unique perspective on the intricacies of financial markets.
At GLG, Stephane plays a pivotal role in connecting decision-makers with the insights they need to make informed choices. His deep understanding of operational risk management and global regulatory compliance allows him to provide valuable guidance on KYC (Know Your Customer) processes and back-office operations, ensuring that clients remain compliant while optimizing their operational frameworks. Notably, his expertise in data management and financial risk positions him as a key resource for organizations looking to harness the power of data analytics to drive strategic decision-making.
Key projects that Stephane has led include the implementation of innovative technology solutions that streamline processes and enhance data integrity within financial institutions. His ability to bridge the gap between technology and business objectives has made him a sought-after expert in the industry. As a member of GLG’s extensive network, Stephane is committed to empowering clients with the clarity and confidence needed to stay ahead in an ever-evolving financial landscape.
U.S. Technology Regulatory Governance at RBC in March 2025 to Present
Consultant at Solucem Consulting in January 2024 to February 2025
Network Member at GLG in January 2024 to December 2024
Chief Operating Officer & Data Management - Risk and Compliance Americas - Managing Director at Societe Generale Corporate and Investment Banking - SGCIB in January 2021 to January 2024
Chief Operating Officer - Prime Brokerage, Americas - Managing Director at Societe Generale Corporate and Investment Banking - SGCIB in January 2017 to January 2020
Regulatory Transformation Program Director - Managing Director at Societe Generale Corporate and Investment Banking - SGCIB in January 2015 to January 2017
Global IT Program Director - Managing Director at Societe Generale Corporate and Investment Banking - SGCIB in January 2014 to January 2015
Dodd-Frank Title VII Program Director / Director at Societe Generale Corporate and Investment Banking - SGCIB in January 2011 to January 2014
Additional Relevant Experience at Societe Generale Corporate and Investment Banking - SGCIB in January 1996 to October 2011
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Banking Regulations
Business Management
Program Management
Capital Markets
Prime Brokerage
Information Technology
Financial Planning
Data Management
Strategic Planning
Operational Risk Management
Vendor Management
Anti-Money Laundering
Governance, Risk Management, and Compliance (GRC)
Artificial Intelligence (AI)
Equities
Financial Markets
Technology Integration
Financial Risk
Technology Strategy
Control Framework
Investment Banking
Back Office Operations
Budgeting
Risk Management
Risk Assessment
Corporate Governance
Cost Controls
Client Experience
Balance Sheet
Computer Science
Leadership
Global Cross-Functional Team Leadership
Equity Capital Markets
Global Regulatory Compliance
Broker-Dealer
Prudential Regulation
CFTC
KYC
SEC
Digital Transformation
Dodd-Frank
Collateral Management
Information Technology Infrastructure
Process Improvement
Performance Measurement
Project Management
Operational Risk
Equity Derivatives
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Discover more about RBCWhat is Stephane Rollet email address?
Email Stephane Rollet at [email protected]. This email is the most updated Stephane Rollet email found in 2026.
How to contact Stephane Rollet?
To contact Stephane Rollet send an email to [email protected]. (updated on November 04, 2024)
What company does Stephane Rollet work for?
Stephane Rollet works for RBC
What is Stephane Rollet's role at RBC?
Stephane Rollet is U.S. Technology Regulatory Governance
What is Stephane Rollet's Phone Number?
Stephane Rollet's phone (***) ***-*290
What industry does Stephane Rollet work in?
Stephane Rollet works in the Investment Management industry.
Stephane Rollet Email Addresses
Stephane Rollet Phone Numbers
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