Stacy Johnson
Vice President Global Data Privacy and Information Technology Compliance at Raymond James | Greater Orlando
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Stacy Johnson is a seasoned Financial Services Executive with a robust background in privacy, compliance, and risk management, currently serving as a Non-Public Arbitrator at the Financial Industry Regulatory Authority (FINRA). In this pivotal role, Stacy leverages her extensive expertise to adjudicate disputes within the financial services industry, ensuring that regulatory compliance and ethical standards are upheld. Her unique perspective, honed through years of experience in Fortune 100 and Fortune 500 companies, allows her to navigate the complexities of broker-dealer compliance and provide fair resolutions to intricate financial disputes.
One of Stacy's notable career highlights includes the successful design and implementation of a Global Regulatory Compliance and Risk Management Program for Information Technology at Raymond James and Associates. This initiative not only enhanced the organization's compliance posture but also fortified its risk management framework, demonstrating her proficiency in aligning corporate finance strategies with regulatory requirements. Her deep understanding of the Software Development Life Cycle (SDLC) further complements her skill set, enabling her to effectively oversee compliance initiatives in technology-driven environments.
Stacy's leadership capabilities are evident in her ability to train and mentor teams on compliance best practices, ensuring that all stakeholders are equipped with the knowledge necessary to navigate the regulatory landscape. Her strategic mindset, combined with her expertise in global compliance and marketing strategy, positions her as a key player in fostering a culture of integrity and accountability within the financial services sector. As an arbitrator, Stacy is committed to promoting fairness and transparency, making her a valuable asset to FINRA and the broader financial community.
Vice President Global Data Privacy and Information Technology Compliance at Raymond James in November 2017 to December 2024
Senior Compliance Manager at Raymond James in November 2017 to March 2019
Chief Operating Officer and Chief Financial Officer at MassMutual in July 2014 to September 2017
VIce President of Enterprise Infrastructure and Operations at Morgan Stanley in June 2007 to July 2014
VIce President Operations at Wells Fargo in October 1999 to June 2007
Senior Registered Representative at Charles Schwab in July 1994 to August 1999
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Discover more about Raymond JamesWhat is Stacy Johnson email address?
Email Stacy Johnson at [email protected] and [email protected]. This email is the most updated Stacy Johnson email found in 2026.
What is Stacy Johnson phone number?
Stacy Johnson phone number is +14077088727 and +15616995968.
How to contact Stacy Johnson?
To contact Stacy Johnson send an email to [email protected] or [email protected]. If you want to call Stacy Johnson try calling on +14077088727 and +15616995968.
What company does Stacy Johnson work for?
Stacy Johnson works for Raymond James
What is Stacy Johnson's role at Raymond James?
Stacy Johnson is Vice President Global Data Privacy and Information Technology Compliance
What industry does Stacy Johnson work in?
Stacy Johnson works in the Financial Services industry.
Stacy Johnson Email Addresses
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